State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- RIDGE CAPITAL ADVISORS, LLC
Firm CRD 283756 · CA · Reported as state-registered
Registration date: 2017-11-16
- GOLD STAR ASSET MANAGEMENT, LLC
Firm CRD 283789 · CA · Reported as state-registered
Registration date: 2017-01-13
- RHUBARB INVESTMENTS, LLC
Firm CRD 283814 · CA · Reported as state-registered
Registration date: 2017-01-01
- LAGUNA NIGUEL SUMMIT WEALTH MANAGEMENT, LLC
Firm CRD 283837 · CA · Reported as state-registered
Registration date: 2016-07-29
- EXECUTIVE SERVICES, LLC
Firm CRD 283898 · CA · Reported as state-registered
Registration date: 2016-06-29
- TEIXEIRA WEALTH MANAGEMENT LLC
Firm CRD 283906 · CA · Reported as state-registered
Registration date: 2016-07-08
- FUTURE WEALTH LLC
Firm CRD 283911 · CA · Reported as state-registered
Registration date: 2016-06-15
- MILES BROWN ASSET MANAGEMENT
Firm CRD 283960 · CA · Reported as state-registered
Registration date: 2016-07-26
- BROOKLYN PLANS LLC
Firm CRD 284104 · CA · Reported as state-registered
Registration date: 2022-01-19
- WEALTH MODE
Firm CRD 284136 · CA · Reported as state-registered
Registration date: 2025-11-05
- PRIMA WEALTH
Firm CRD 284143 · CA · Reported as state-registered
Registration date: 2016-09-22
- HERITAGE INC
Firm CRD 284201 · CA · Reported as state-registered
Registration date: 2017-01-01
- CHUGG WEALTH STRATEGIES, LLC
Firm CRD 284215 · CA · Reported as state-registered
Registration date: 2016-07-08
- OSAGE PACIFIC ADVISORS, INC.
Firm CRD 284257 · CA · Reported as state-registered
Registration date: 2024-02-20
- FOXSTONE FINANCIAL
Firm CRD 284268 · CA · Reported as state-registered
Registration date: 2025-05-19
- SARANAP WEALTH ADVISORS
Firm CRD 284277 · CA · Reported as state-registered
Registration date: 2016-07-25
- CREATIVE MONEY LLC
Firm CRD 284357 · CA · Reported as state-registered
Registration date: 2022-07-22
- BAYWORTH CAPITAL
Firm CRD 284360 · CA · Reported as state-registered
Registration date: 2019-03-06
- KNIGHT OF CALIFORNIA LLC
Firm CRD 284398 · CA · Reported as state-registered
Registration date: 2016-08-26
- LEGACY & WEALTH FINANCIAL ADVISORS
Firm CRD 284432 · CA · Reported as state-registered
Registration date: 2016-08-15
- CHURCH ORGANIZERS FOUNDATION
Firm CRD 284458 · CA · Reported as state-registered
Registration date: 2016-07-28
- GEORGE HILL ASSET MANAGEMENT, LLC
Firm CRD 284489 · CA · Reported as state-registered
Registration date: 2016-08-12
- BARLOW, PAUL DAVID
Firm CRD 284512 · CA · Reported as state-registered
Registration date: 2016-07-29
- ROWLAND FINANCIAL SERVICES
Firm CRD 284540 · CA · Reported as state-registered
Registration date: 2016-08-22
- BURKART & STEVENS WEALTH MANAGEMENT
Firm CRD 284575 · CA · Reported as state-registered
Registration date: 2016-11-18