State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- ADAIR WEALTH MANAGEMENT
Firm CRD 285147 · CA · Reported as state-registered
Registration date: 2024-08-13
- ZUMA CAPITAL MANAGEMENT, LLC
Firm CRD 285162 · CA · Reported as state-registered
Registration date: 2016-12-14
- SAFE MONEY INC.
Firm CRD 285163 · CA · Reported as state-registered
Registration date: 2017-01-01
- PACESETTER PLANNING LLC
Firm CRD 285168 · CA · Reported as state-registered
Registration date: 2020-07-14
- OTIUM ADVISORY GROUP, LLC
Firm CRD 285173 · CA · Reported as state-registered
Registration date: 2016-11-02
- BROWNSBORO FINANCIAL
Firm CRD 285221 · CA · Reported as state-registered
Registration date: 2016-10-13
- INVISION CAPITAL ADVISOR, LLC
Firm CRD 285260 · CA · Reported as state-registered
Registration date: 2017-01-01
- MODERN ASSETS, LLC
Firm CRD 285269 · CA · Reported as state-registered
Registration date: 2019-10-09
- WEALTHBOOST ADVISORS, LLC
Firm CRD 285273 · CA · Reported as state-registered
Registration date: 2016-12-27
- HUAYU TSU INVESTMENT MANAGEMENT
Firm CRD 285284 · CA · Reported as state-registered
Registration date: 2016-11-02
- AETERNUM ADVISORS
Firm CRD 285331 · CA · Reported as state-registered
Registration date: 2017-04-27
- PALOMAR ADVISORS INC.
Firm CRD 285358 · CA · Reported as state-registered
Registration date: 2017-01-01
- MINORKEY MANAGEMENT
Firm CRD 285365 · CA · Reported as state-registered
Registration date: 2016-10-13
- DIGITAL WEALTH, LLC
Firm CRD 285369 · CA · Reported as state-registered
Registration date: 2016-11-16
- AMY T. SHARP, CFP, LLC
Firm CRD 285405 · CA · Reported as state-registered
Registration date: 2017-02-07
- EAST WEST ADVISERS
Firm CRD 285447 · CA · Reported as state-registered
Registration date: 2017-05-03
- DIRIGO INVESTMENT ADVISORS, LLC
Firm CRD 285497 · CA · Reported as state-registered
Registration date: 2017-01-13
- TREASURE CHEST FINANCIAL
Firm CRD 285517 · CA · Reported as state-registered
Registration date: 2017-01-01
- AVINA FINANCIAL GROUP, INC.
Firm CRD 285527 · CA · Reported as state-registered
Registration date: 2016-12-06
- VISTA PARTNERS LLC
Firm CRD 285532 · CA · Reported as state-registered
Registration date: 2017-01-01
- ASHBY WEALTH MANAGEMENT, LLC
Firm CRD 285593 · CA · Reported as state-registered
Registration date: 2016-11-04
- QST CAPITAL LLC
Firm CRD 285613 · CA · Reported as state-registered
Registration date: 2017-02-14
- HAVAPLAN FINANCIAL
Firm CRD 285636 · CA · Reported as state-registered
Registration date: 2016-11-23
- PAULA TRABER FINANCIAL SERVICES LLC
Firm CRD 285665 · CA · Reported as state-registered
Registration date: 2016-12-09
- BARENTSEN ADVISORY SERVICES, LLC
Firm CRD 285676 · CA · Reported as state-registered
Registration date: 2016-11-29