State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- BORACCHIA WIVIOTT WEALTH PARTNERS LLC
Firm CRD 287877 · CA · Reported as state-registered
Registration date: 2017-06-06
- POINT LOMA ADVISORS
Firm CRD 287918 · CA · Reported as state-registered
Registration date: 2020-10-14
- AMERICAN LEGACY CAPITAL LLC
Firm CRD 287967 · CA · Reported as state-registered
Registration date: 2018-06-25
- SATORI WEALTH MANAGEMENT, INC.
Firm CRD 287979 · CA · Reported as state-registered
Registration date: 2017-05-24
- SPRING FINANCIAL PLANNING
Firm CRD 288000 · CA · Reported as state-registered
Registration date: 2017-04-07
- ECHO ADVISORY LLC
Firm CRD 288026 · CA · Reported as state-registered
Registration date: 2017-04-19
- CAMPTON PRIVATE EQUITY ADVISORS
Firm CRD 288085 · CA · Reported as state-registered
Registration date: 2017-05-03
- STONEBRIDGE ASSET MANAGEMENT LLC
Firm CRD 288094 · CA · Reported as state-registered
Registration date: 2017-05-01
- BUFF YOUR FINANCES
Firm CRD 288105 · CA · Reported as state-registered
Registration date: 2017-05-19
- FIG TREE CAPITAL
Firm CRD 288112 · CA · Reported as state-registered
Registration date: 2017-05-02
- PORTOLA CREEK CAPITAL
Firm CRD 288119 · CA · Reported as state-registered
Registration date: 2019-03-08
- CORVEC INVESTMENT PARTNERS, LLC
Firm CRD 288128 · CA · Reported as state-registered
Registration date: 2017-05-16
- ASPIRE WEALTH ADVISORS, LLC
Firm CRD 288151 · CA · Reported as state-registered
Registration date: 2017-07-20
- TORREY PINES FINANCIAL, INC.
Firm CRD 288213 · CA · Reported as state-registered
Registration date: 2017-06-23
- SOBORA CAPITAL
Firm CRD 288237 · CA · Reported as state-registered
Registration date: 2017-08-04
- COMPOUND WEALTH ADVISORS
Firm CRD 288240 · CA · Reported as state-registered
Registration date: 2023-07-06
- GATENS FINANCIAL, LLC
Firm CRD 288268 · CA · Reported as state-registered
Registration date: 2025-09-19
- COPIA WEALTH MANAGEMENT ADVISORS, INC.
Firm CRD 288286 · CA · Reported as state-registered
Registration date: 2017-06-26
- KEYMARK FINANCIAL
Firm CRD 288302 · CA · Reported as state-registered
Registration date: 2017-05-03
- IMPACT FIDUCIARY LLC
Firm CRD 288345 · CA · Reported as state-registered
Registration date: 2017-06-06
- JANE FINANCIAL, LLC
Firm CRD 288419 · CA · Reported as state-registered
Registration date: 2017-05-24
- OPTIMO CAPITAL
Firm CRD 288421 · CA · Reported as state-registered
Registration date: 2017-08-17
- TAYLOR ADVISORY GROUP
Firm CRD 288437 · CA · Reported as state-registered
Registration date: 2017-07-07
- AZM FINANCIAL
Firm CRD 288455 · CA · Reported as state-registered
Registration date: 2017-08-11
- DRM WEALTH MANAGEMENT
Firm CRD 288489 · CA · Reported as state-registered
Registration date: 2017-06-06