State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- JR SNELL CAPITAL MANAGEMENT, LLC
Firm CRD 117598 · CA · Reported as state-registered
Registration date: 2016-11-17
- NEW WEST INVESTMENT MANAGEMENT, INC.
Firm CRD 117872 · CA · Reported as state-registered
Registration date: 2006-06-27
- WAYNE GILBERT & COMPANY
Firm CRD 117889 · CA · Reported as state-registered
Registration date: 1999-12-15
- WHITE PINE INVESTMENTS
Firm CRD 117992 · CA · Reported as state-registered
Registration date: 2018-02-21
- WOMACK INVESTMENT ADVISERS, INC
Firm CRD 118081 · CA · Reported as state-registered
Registration date: 2016-04-08
- THE INVESTMENT AND PHILANTHROPY CORPORATION
Firm CRD 118178 · CA · Reported as state-registered
Registration date: 2002-02-27
- ASPEN WEALTH PLANNERS LLC
Firm CRD 118324 · CA · Reported as state-registered
Registration date: 2003-01-01
- IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT
Firm CRD 118358 · CA · Reported as state-registered
Registration date: 2012-06-26
- WESTERLY INVESTMENTS, INC.
Firm CRD 118383 · CA · Reported as state-registered
Registration date: 1997-04-10
- FRIED ASSET MANAGEMENT, INC.
Firm CRD 118391 · CA · Reported as state-registered
Registration date: 2012-05-07
- LIVE OAK ADVISORS, LLC
Firm CRD 118417 · CA · Reported as state-registered
Registration date: 2000-05-15
- WBB SECURITIES, LLC
Firm CRD 118440 · CA · Reported as state-registered
Registration date: 2004-06-17
- LEE, KIMUN
Firm CRD 118512 · CA · Reported as state-registered
Registration date: 1992-09-04
- FINANCIAL PLANNING CONSULTANTS, LLC
Firm CRD 118547 · CA · Reported as state-registered
Registration date: 2017-05-31
- EPIC WEALTH ADVISORS, INC.
Firm CRD 118767 · CA · Reported as state-registered
Registration date: 2001-10-16
- SCOTTSDALE CAPITAL ADVISORS CORPORATION
Firm CRD 118786 · CA · Reported as state-registered
Registration date: 2015-04-06
- AFH ASSET MANAGEMENT, INC.
Firm CRD 118805 · CA · Reported as state-registered
Registration date: 2001-08-29
- HARRIS INVESTMENT ADVISORS LLC
Firm CRD 118857 · CA · Reported as state-registered
Registration date: 2023-04-07
- KLEIN FINANCIAL ADVISORS
Firm CRD 118900 · CA · Reported as state-registered
Registration date: 2001-01-01
- SUN VALLEY ADVISORS, INC.
Firm CRD 118914 · CA · Reported as state-registered
Registration date: 2011-09-13
- FINANCIAL PLANNING CONCEPTS, INC.
Firm CRD 119168 · CA · Reported as state-registered
Registration date: 1997-07-14
- G. ALLEN FINANCIAL INC.
Firm CRD 119180 · CA · Reported as state-registered
Registration date: 2002-09-16
- CONSOLIDATED FINANCIAL MANAGEMENT CORP.
Firm CRD 119181 · CA · Reported as state-registered
Registration date: 1985-01-16
- NORTH COAST ASSET MANAGEMENT, INC.
Firm CRD 119226 · CA · Reported as state-registered
Registration date: 2002-05-08
- LAWRENCE J. CHAZEN, INC.
Firm CRD 119350 · CA · Reported as state-registered
Registration date: 1980-01-10