State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- REIGATE INVESTORS LLC
Firm CRD 289498 · CA · Reported as state-registered
Registration date: 2017-09-08
- KUBER CAPITAL MANAGEMENT, LLC
Firm CRD 289514 · CA · Reported as state-registered
Registration date: 2018-04-16
- BAKER ASSET MANAGEMENT, LLC
Firm CRD 289524 · CA · Reported as state-registered
Registration date: 2018-04-10
- RF CAPITAL MANAGEMENT
Firm CRD 289534 · CA · Reported as state-registered
Registration date: 2017-09-19
- 401K ASSIST, LLC
Firm CRD 289562 · CA · Reported as state-registered
Registration date: 2017-10-05
- CBL WEALTH MANAGEMENT
Firm CRD 289564 · CA · Reported as state-registered
Registration date: 2017-10-09
- ALTA VIA CAPITAL
Firm CRD 289739 · CA · Reported as state-registered
Registration date: 2018-02-15
- GEN NEXT WEALTH, INC.
Firm CRD 289756 · CA · Reported as state-registered
Registration date: 2017-10-23
- WILSON FINANCIAL ADVISORS, LLC
Firm CRD 289782 · CA · Reported as state-registered
Registration date: 2018-07-27
- CENTRAL COAST TAX & FINANCIAL SERVICES
Firm CRD 289814 · CA · Reported as state-registered
Registration date: 2018-04-27
- KIM KNOTTS, RIA
Firm CRD 289830 · CA · Reported as state-registered
Registration date: 2018-01-03
- JIE SHEN, CFA
Firm CRD 289865 · CA · Reported as state-registered
Registration date: 2018-01-03
- EMPOWERING FINANCIAL
Firm CRD 289866 · CA · Reported as state-registered
Registration date: 2019-01-10
- BOUNDLESS ADVICE LLC
Firm CRD 289915 · CA · Reported as state-registered
Registration date: 2017-12-08
- VANDA RESEARCH CORP
Firm CRD 289952 · CA · Reported as state-registered
Registration date: 2022-02-10
- LEVEL UP FINANCIAL PLANNING, LLC
Firm CRD 289967 · CA · Reported as state-registered
Registration date: 2023-06-06
- DBA SEASIDE FINANCIAL & INSURANCE SERVICES
Firm CRD 289985 · CA · Reported as state-registered
Registration date: 2025-09-25
- LEGACY BUILDERS FINANCIAL, LLC
Firm CRD 289988 · CA · Reported as state-registered
Registration date: 2017-10-19
- ENGAGE WEALTH ADVISORS, LLC
Firm CRD 289996 · CA · Reported as state-registered
Registration date: 2018-01-19
- AZIMUTH WEALTH ADVISORS
Firm CRD 290050 · CA · Reported as state-registered
Registration date: 2017-10-20
- AQUILA WEALTH ADVISORS
Firm CRD 290083 · CA · Reported as state-registered
Registration date: 2017-10-13
- SHOREBIRD, LLC
Firm CRD 290121 · CA · Reported as state-registered
Registration date: 2018-01-10
- FITBUX RIA LLC
Firm CRD 290159 · CA · Reported as state-registered
Registration date: 2017-12-11
- EVERYTHINGHR FINANCIAL SERVICES LLC
Firm CRD 290201 · CA · Reported as state-registered
Registration date: 2018-01-12
- INVESTAMILY, LLC
Firm CRD 290204 · CA · Reported as state-registered
Registration date: 2017-11-08