State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- JI FINANCIAL SERVICES, LLC
Firm CRD 332454 · TX · Reported as state-registered
Registration date: 2025-01-09
- QUIVIRA ADVISORS, LLC
Firm CRD 332457 · TX · Reported as state-registered
Registration date: 2024-12-06
- MOUNTAIN GOAT WEALTH MANAGEMENT LLC
Firm CRD 332464 · TX · Reported as state-registered
Registration date: 2025-11-20
- ANNUALITIX
Firm CRD 332510 · TX · Reported as state-registered
Registration date: 2024-09-14
- QUANTWEALTH ADVISORS LLC
Firm CRD 332564 · TX · Reported as state-registered
Registration date: 2024-08-27
- SIERRA HOTEL FINANCIAL LLC
Firm CRD 332672 · TX · Reported as state-registered
Registration date: 2024-10-24
- ALTERE FINANCIAL, LLC
Firm CRD 332723 · TX · Reported as state-registered
Registration date: 2024-11-21
- CONVICTION WEALTH MANAGEMENT LLC
Firm CRD 332751 · TX · Reported as state-registered
Registration date: 2026-09-24
- ASSETFUSION
Firm CRD 332755 · TX · Reported as state-registered
Registration date: 2024-10-30
- BEE FINANCIAL PARTNERS WEALTH, LLC
Firm CRD 332761 · TX · Reported as state-registered
Registration date: 2024-09-26
- BAUCOM WEALTH MANAGEMENT LLC
Firm CRD 332763 · TX · Reported as state-registered
Registration date: 2024-10-01
- BPW ADVISORY SERVICES LLC
Firm CRD 332779 · TX · Reported as state-registered
Registration date: 2024-11-21
- A SMALL INVESTMENT
Firm CRD 332816 · TX · Reported as state-registered
Registration date: 2024-10-24
- THIRD WAVE CAPITAL LLC
Firm CRD 332862 · TX · Reported as state-registered
Registration date: 2025-07-17
- RIVAL CAPITAL MANAGEMENT, LLC
Firm CRD 332898 · TX · Reported as state-registered
Registration date: 2024-10-17
- NORTHERN MONARCH CAPITAL LLC
Firm CRD 332937 · TX · Reported as state-registered
Registration date: 2025-03-28
- ANALYTICEDGE FINANCE
Firm CRD 332962 · TX · Reported as state-registered
Registration date: 2024-10-30
- SUREPATH WEALTH MANAGEMENT, LLC
Firm CRD 333020 · TX · Reported as state-registered
Registration date: 2025-03-31
- NEW HORIZON RETIREMENT ADVISORS
Firm CRD 333053 · TX · Reported as state-registered
Registration date: 2024-11-12
- GLYNN CAPITAL ADVISORS
Firm CRD 333129 · TX · Reported as state-registered
Registration date: 2024-10-01
- BASED CAPITAL WEALTH LLC
Firm CRD 333173 · TX · Reported as state-registered
Registration date: 2026-05-04
- ASPEN RIDGE WEALTH MANAGEMENT, LLC
Firm CRD 333177 · TX · Reported as state-registered
Registration date: 2026-03-20
- FAMILY FREEDOM WEALTH MANAGEMENT, LLC
Firm CRD 333216 · TX · Reported as state-registered
Registration date: 2024-11-19
- AFROBLOC
Firm CRD 333243 · TX · Reported as state-registered
Registration date: 2025-02-14
- RAINEY FINANCIAL LLC
Firm CRD 333244 · TX · Reported as state-registered
Registration date: 2025-01-09