State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- AFC WEALTH MANAGEMENT
Firm CRD 297461 · CA · Reported as state-registered
Registration date: 2018-06-29
- ALPHANEXT, LLC
Firm CRD 297504 · CA · Reported as state-registered
Registration date: 2018-12-26
- RYLANDER RICHTER
Firm CRD 297550 · CA · Reported as state-registered
Registration date: 2018-11-30
- RORA WEALTH, INC.
Firm CRD 297568 · CA · Reported as state-registered
Registration date: 2021-11-04
- THE PACIFIC GROUP
Firm CRD 297601 · CA · Reported as state-registered
Registration date: 2019-08-12
- NEST EGG FINANCIAL ADVISORS
Firm CRD 297602 · CA · Reported as state-registered
Registration date: 2019-01-01
- ACT SECURITIES, LLC
Firm CRD 297652 · CA · Reported as state-registered
Registration date: 2022-04-13
- SAFE LANDING FINANCIAL
Firm CRD 297835 · CA · Reported as state-registered
Registration date: 2021-10-01
- SUTRO ADVISORS
Firm CRD 297856 · CA · Reported as state-registered
Registration date: 2018-08-06
- EVIDENCIAL FINANCIAL CONSULTING
Firm CRD 298003 · CA · Reported as state-registered
Registration date: 2018-08-15
- SEAWISE FINANCIAL, INC.
Firm CRD 298012 · CA · Reported as state-registered
Registration date: 2018-09-19
- CONVEXBETA INVESTMENTS, LLC
Firm CRD 298019 · CA · Reported as state-registered
Registration date: 2018-10-31
- WOOD RIVER CONSULTING
Firm CRD 298095 · CA · Reported as state-registered
Registration date: 2019-03-07
- LONGHOUSE WEALTH MANAGEMENT
Firm CRD 298119 · CA · Reported as state-registered
Registration date: 2018-08-21
- TRIAXIOM CAPITAL, LLC
Firm CRD 298263 · CA · Reported as state-registered
Registration date: 2021-02-02
- HUNTER VALUE CAPITAL LLC
Firm CRD 298289 · CA · Reported as state-registered
Registration date: 2021-04-12
- SF VALUE CAPITAL, LLC
Firm CRD 298320 · CA · Reported as state-registered
Registration date: 2019-01-01
- YOUR PATH FINANCIAL LLC
Firm CRD 298339 · CA · Reported as state-registered
Registration date: 2018-10-29
- ELDERROCK FINANCIAL LLC
Firm CRD 298350 · CA · Reported as state-registered
Registration date: 2022-06-10
- JHL INVESTMENT FIRM INC
Firm CRD 298362 · CA · Reported as state-registered
Registration date: 2018-08-30
- HATHAWAY FINANCIAL LLC
Firm CRD 298378 · CA · Reported as state-registered
Registration date: 2018-09-18
- PI WEALTH PLAN LLC
Firm CRD 298421 · CA · Reported as state-registered
Registration date: 2018-10-04
- CONTRARIAN LABS INC.
Firm CRD 298427 · CA · Reported as state-registered
Registration date: 2018-09-11
- ALTRON CAPITAL MANAGEMENT
Firm CRD 298443 · CA · Reported as state-registered
Registration date: 2018-10-17
- FROM PLANNING TO LIVING LLC
Firm CRD 298471 · CA · Reported as state-registered
Registration date: 2018-09-04