State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- BRIDGER FINANCIAL SERVICES, LLC
Firm CRD 298563 · CA · Reported as state-registered
Registration date: 2018-09-19
- MSM FINANCIAL, LLC
Firm CRD 298606 · CA · Reported as state-registered
Registration date: 2022-05-23
- TRUFINANCIAL REGISTERED INVESTMENT ADVISORY SERVICES, INC
Firm CRD 298639 · CA · Reported as state-registered
Registration date: 2018-10-12
- WATA CAPITAL LLC
Firm CRD 298666 · CA · Reported as state-registered
Registration date: 2018-11-01
- RAJS FUNDS
Firm CRD 298713 · CA · Reported as state-registered
Registration date: 2020-04-07
- PRATTES WEALTH PARTNERS
Firm CRD 298746 · CA · Reported as state-registered
Registration date: 2018-10-31
- HEXEUM CAPITAL
Firm CRD 298791 · CA · Reported as state-registered
Registration date: 2018-10-23
- CATRS TEACHERS RETIREMENT SERVICES LLC
Firm CRD 298801 · CA · Reported as state-registered
Registration date: 2023-01-11
- WEALTHFOLIO ADVISORS LLC
Firm CRD 298857 · CA · Reported as state-registered
Registration date: 2019-01-14
- FIRESIDE FINANCES, LLC
Firm CRD 298887 · CA · Reported as state-registered
Registration date: 2019-03-19
- CREATIVE CAPITALISTS, INC
Firm CRD 298898 · CA · Reported as state-registered
Registration date: 2018-11-16
- OWENS INVESTMENT ADVISORS LLC
Firm CRD 298900 · CA · Reported as state-registered
Registration date: 2018-10-11
- STRIVENT FINANCIAL
Firm CRD 299009 · CA · Reported as state-registered
Registration date: 2019-01-25
- PORTAGE CAPITAL MANAGEMENT LLC
Firm CRD 299015 · CA · Reported as state-registered
Registration date: 2020-02-28
- BAKER STREET ASSET MANAGEMENT, LLC
Firm CRD 299027 · CA · Reported as state-registered
Registration date: 2019-12-18
- BRSQUARED L.L.C.
Firm CRD 299063 · CA · Reported as state-registered
Registration date: 2018-11-02
- BRIDGELANE FINANCIAL
Firm CRD 299091 · CA · Reported as state-registered
Registration date: 2018-11-15
- BELGRAVE SQUARE ADVISORS
Firm CRD 299105 · CA · Reported as state-registered
Registration date: 2018-11-13
- CSUITE INVESTMENT LLC
Firm CRD 299116 · CA · Reported as state-registered
Registration date: 2019-01-03
- PLEASANTON WEALTH
Firm CRD 299123 · CA · Reported as state-registered
Registration date: 2019-01-01
- TALANTON CAPITAL MANAGEMENT, LLC
Firm CRD 299126 · CA · Reported as state-registered
Registration date: 2019-06-05
- PAUL M. WENDEE & ASSOCIATES
Firm CRD 299188 · CA · Reported as state-registered
Registration date: 2018-11-20
- HIGHLAND MB WEALTH LLC
Firm CRD 299209 · CA · Reported as state-registered
Registration date: 2018-11-29
- ALPHA INITIATIVE
Firm CRD 299242 · CA · Reported as state-registered
Registration date: 2020-01-27
- NASIRA FINANCIAL
Firm CRD 299293 · CA · Reported as state-registered
Registration date: 2019-01-09