State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BURGEON CAPITAL
Firm CRD 160484 · TX · Reported as state-registered
Registration date: 2012-03-08
- DELPHI VALUE INVESTMENTS, LLC
Firm CRD 160601 · AZ · Reported as state-registered
Registration date: 2016-08-23
- VISION RESEARCH, LLC
Firm CRD 160626 · TX · Reported as state-registered
Registration date: 2012-03-26
- ASPEN CREEK WEALTH MANAGEMENT, LLC
Firm CRD 160649 · CA · Reported as state-registered
Registration date: 2021-02-03
- ASPEN CREEK WEALTH MANAGEMENT, LLC
Firm CRD 160649 · TX · Reported as state-registered
Registration date: 2012-05-15
- THALES INVESTMENT SERVICES, INC.
Firm CRD 160774 · TX · Reported as state-registered
Registration date: 2012-07-03
- KRAMER INVESTMENT ADVISORS, INC.
Firm CRD 160840 · CA · Reported as state-registered
Registration date: 2012-03-22
- KRAMER INVESTMENT ADVISORS, INC.
Firm CRD 160840 · TX · Reported as state-registered
Registration date: 2012-04-03
- LARSON WEALTH MANAGEMENT, LLC
Firm CRD 160847 · AZ · Reported as state-registered
Registration date: 2013-07-24
- SURYA CAPITAL, LLC
Firm CRD 161105 · CA · Reported as state-registered
Registration date: 2012-04-23
- LIFETIME FINANCIAL, INC.
Firm CRD 161124 · AZ · Reported as state-registered
Registration date: 2024-06-14
- LIFETIME FINANCIAL, INC.
Firm CRD 161124 · CA · Reported as state-registered
Registration date: 2012-04-25
- LIFETIME FINANCIAL, INC.
Firm CRD 161124 · WA · Reported as state-registered
Registration date: 2024-01-05
- GINSBERG FINANCIAL STRATEGIES
Firm CRD 161151 · CA · Reported as state-registered
Registration date: 2012-03-30
- JSB CAPITAL MANAGEMENT, LLC
Firm CRD 161174 · CA · Reported as state-registered
Registration date: 2012-06-13
- HOLDEN WEALTH MANAGEMENT LLC
Firm CRD 161190 · CA · Reported as state-registered
Registration date: 2019-01-08
- MDX WEALTH MANAGEMENT
Firm CRD 161309 · AZ · Reported as state-registered
Registration date: 2016-11-02
- MDX WEALTH MANAGEMENT
Firm CRD 161309 · CA · Reported as state-registered
Registration date: 2016-06-17
- MDX WEALTH MANAGEMENT
Firm CRD 161309 · TX · Reported as state-registered
Registration date: 2012-10-26
- FREEDOM CAPITAL ADVISORS INC
Firm CRD 161355 · CA · Reported as state-registered
Registration date: 2016-10-05
- FREEDOM CAPITAL ADVISORS INC
Firm CRD 161355 · TX · Reported as state-registered
Registration date: 2017-07-25
- HARBOR ROAD CAPITAL MANAGEMENT LLC
Firm CRD 161364 · CA · Reported as state-registered
Registration date: 2012-05-02
- QUBERA WEALTH MANAGEMENT
Firm CRD 161389 · CA · Reported as state-registered
Registration date: 2012-04-18
- HASTIE FINANCIAL GROUP
Firm CRD 161418 · CA · Reported as state-registered
Registration date: 2012-06-12
- CORNET CAPITAL LLC
Firm CRD 161425 · TX · Reported as state-registered
Registration date: 2012-04-12