State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- LONGVIEW INVESTMENT MANAGEMENT
Firm CRD 300694 · CA · Reported as state-registered
Registration date: 2019-04-08
- GWAN GLOBAL SERVICES, CORP.
Firm CRD 300717 · CA · Reported as state-registered
Registration date: 2024-01-29
- JC&COMPANY
Firm CRD 300724 · CA · Reported as state-registered
Registration date: 2019-12-02
- ALL ONE WEALTH, LLC
Firm CRD 300847 · CA · Reported as state-registered
Registration date: 2019-06-03
- MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC
Firm CRD 300850 · CA · Reported as state-registered
Registration date: 2019-04-25
- DISRUPTIVESECULARGROWTH CORPORATION
Firm CRD 300867 · CA · Reported as state-registered
Registration date: 2019-04-25
- DEL MONTE CAPITAL, INC.
Firm CRD 300894 · CA · Reported as state-registered
Registration date: 2019-04-17
- FULL COMPASS INVESTMENT ADVISORS
Firm CRD 300960 · CA · Reported as state-registered
Registration date: 2019-07-02
- CORNELL CAPITAL GROUP LLC
Firm CRD 301002 · CA · Reported as state-registered
Registration date: 2019-03-29
- DEERINGER WEALTH MANAGEMENT, LLC
Firm CRD 301187 · CA · Reported as state-registered
Registration date: 2019-11-07
- FOCUS QUANTITATIVE METHODS, INC.
Firm CRD 301240 · CA · Reported as state-registered
Registration date: 2020-01-14
- SHUTZER INVESTMENTS, LLC
Firm CRD 301318 · CA · Reported as state-registered
Registration date: 2019-06-10
- UPHOLDINGS
Firm CRD 301340 · CA · Reported as state-registered
Registration date: 2025-08-06
- HOOD FINANCIAL, LLC
Firm CRD 301471 · CA · Reported as state-registered
Registration date: 2019-06-17
- R&V PERSONAL FINANCE, LLC
Firm CRD 301513 · CA · Reported as state-registered
Registration date: 2019-05-09
- FIGTREE FINANCIAL ADVISORS, LLC
Firm CRD 301517 · CA · Reported as state-registered
Registration date: 2019-08-22
- ABA CAPITAL LLC
Firm CRD 301570 · CA · Reported as state-registered
Registration date: 2019-05-16
- WOLFPACK WEALTH MANAGEMENT
Firm CRD 301719 · CA · Reported as state-registered
Registration date: 2019-07-29
- LIFE BY DESIGN INVESTMENT ADVISORY SERVICES
Firm CRD 301816 · CA · Reported as state-registered
Registration date: 2019-05-16
- CAPITAL RESOURCES AND INSURANCE, INC
Firm CRD 301878 · CA · Reported as state-registered
Registration date: 2019-06-24
- GRAYSTONE ADVISOR, LLC
Firm CRD 301920 · CA · Reported as state-registered
Registration date: 2019-06-21
- ELEVATE CAPITAL MANAGEMENT, L.L.C.
Firm CRD 301992 · CA · Reported as state-registered
Registration date: 2019-06-18
- DHAMMA CAPITAL
Firm CRD 302037 · CA · Reported as state-registered
Registration date: 2019-06-19
- ATHENA WEALTH MANAGEMENT
Firm CRD 304017 · CA · Reported as state-registered
Registration date: 2019-11-01
- BRAGG CAPITAL MANAGEMENT LLC
Firm CRD 304030 · CA · Reported as state-registered
Registration date: 2019-07-12