State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- ALTMAN SACKS CORPORATION
Firm CRD 305420 · CA · Reported as state-registered
Registration date: 2019-11-01
- CONTRERAS FINANCIAL, INC.
Firm CRD 305463 · CA · Reported as state-registered
Registration date: 2019-10-14
- MOMENTUM PRIVATE WEALTH MANAGEMENT
Firm CRD 305502 · CA · Reported as state-registered
Registration date: 2021-01-07
- CARIS INVESTMENT PARTNERS
Firm CRD 305511 · CA · Reported as state-registered
Registration date: 2019-09-17
- INFINITY FINANCIAL PLANNING
Firm CRD 305590 · CA · Reported as state-registered
Registration date: 2019-10-14
- GPWM ADVISORS LLC
Firm CRD 305630 · CA · Reported as state-registered
Registration date: 2020-10-13
- NEW STREET ADVISORS GROUP LLC
Firm CRD 305687 · CA · Reported as state-registered
Registration date: 2021-01-01
- CALIFORNIA BENEFITS AND RETIREMENT GROUP, LLC
Firm CRD 305719 · CA · Reported as state-registered
Registration date: 2019-11-19
- MEASURED FINANCIAL
Firm CRD 305720 · CA · Reported as state-registered
Registration date: 2019-11-20
- MORAN TICE CAPITAL MANAGEMENT LLC
Firm CRD 305734 · CA · Reported as state-registered
Registration date: 2026-07-29
- FOUR PEAKS PLANNING AND INVESTMENTS LLC
Firm CRD 305739 · CA · Reported as state-registered
Registration date: 2022-03-30
- EAGLE WEALTH MANAGEMENT, INC.
Firm CRD 305740 · CA · Reported as state-registered
Registration date: 2019-12-05
- TWIN RIVERS WEALTH MANAGEMENT
Firm CRD 305773 · CA · Reported as state-registered
Registration date: 2019-10-11
- LONDON HOUSE CAPITAL
Firm CRD 305794 · CA · Reported as state-registered
Registration date: 2019-11-13
- KOHR INVESTMENTS
Firm CRD 305796 · CA · Reported as state-registered
Registration date: 2019-12-05
- BALANCING LIFE FINANCIAL PLANNING
Firm CRD 305808 · CA · Reported as state-registered
Registration date: 2019-11-08
- SCIONAI
Firm CRD 305833 · CA · Reported as state-registered
Registration date: 2019-12-19
- FRANK FINANCES LLC
Firm CRD 305886 · CA · Reported as state-registered
Registration date: 2019-11-27
- BLUE MARLIN ADVISORS, LLC
Firm CRD 305906 · CA · Reported as state-registered
Registration date: 2021-03-04
- PATHFINDER WEALTH ADVISORS, LLC
Firm CRD 305910 · CA · Reported as state-registered
Registration date: 2020-10-12
- S CONWAY CONSULTING, LLC
Firm CRD 305970 · CA · Reported as state-registered
Registration date: 2024-03-08
- GOAL LINE WEALTH MANAGEMENT, INC.
Firm CRD 305986 · CA · Reported as state-registered
Registration date: 2020-05-12
- DRACO CAPITAL PARTNERS, LLC
Firm CRD 306055 · CA · Reported as state-registered
Registration date: 2020-02-25
- CENTERPOINT FINANCIAL MANAGEMENT LLC
Firm CRD 306065 · CA · Reported as state-registered
Registration date: 2019-12-09
- ALPENGLOW ADVISORS LLC
Firm CRD 306067 · CA · Reported as state-registered
Registration date: 2022-03-08