State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- DEVORE FINANCIAL ADVISORS LLC
Firm CRD 306110 · CA · Reported as state-registered
Registration date: 2019-12-06
- PATHWAY ADVISORS, LLC
Firm CRD 306117 · CA · Reported as state-registered
Registration date: 2020-01-21
- WOO, KENNETH WING KWOK
Firm CRD 306204 · CA · Reported as state-registered
Registration date: 2021-02-22
- OLMA ADVISORS
Firm CRD 306220 · CA · Reported as state-registered
Registration date: 2020-01-02
- SILVERLIGHT ASSET MANAGEMENT, LLC
Firm CRD 306251 · CA · Reported as state-registered
Registration date: 2019-11-21
- LIGHTHOUSE ADVISORY SERVICES, INC.
Firm CRD 306258 · CA · Reported as state-registered
Registration date: 2019-11-15
- CAPITAL FLUENCY
Firm CRD 306267 · CA · Reported as state-registered
Registration date: 2019-12-13
- TRUETIDE WEALTH
Firm CRD 306312 · CA · Reported as state-registered
Registration date: 2022-01-18
- INTIRETY, LLC
Firm CRD 306315 · CA · Reported as state-registered
Registration date: 2022-03-18
- HERMOSA ADVISORS
Firm CRD 306330 · CA · Reported as state-registered
Registration date: 2020-01-02
- GRIFFINEST ASIA ASSET MANAGEMENT, LLC
Firm CRD 306355 · CA · Reported as state-registered
Registration date: 2020-01-03
- THOMPSON & THOMPSON INVESTMENT ADVISORS, INC.
Firm CRD 306408 · CA · Reported as state-registered
Registration date: 2020-01-03
- VALUE ROTATION STRATEGIES LLC
Firm CRD 306500 · CA · Reported as state-registered
Registration date: 2021-02-12
- ORDERLY FINANCE
Firm CRD 306511 · CA · Reported as state-registered
Registration date: 2020-05-08
- KATAM HILL LLC
Firm CRD 306521 · CA · Reported as state-registered
Registration date: 2020-01-02
- BIGHORN FINANCIAL
Firm CRD 306535 · CA · Reported as state-registered
Registration date: 2020-01-17
- SPENCER FINANCIAL PLANNING, LLC
Firm CRD 306537 · CA · Reported as state-registered
Registration date: 2021-04-22
- THE GOODLAND GROUP
Firm CRD 306567 · CA · Reported as state-registered
Registration date: 2020-01-16
- IRL FINANCIAL, LLC
Firm CRD 306575 · CA · Reported as state-registered
Registration date: 2020-01-30
- CARUSO FAMILY FINANCIAL ADVISORS (CFFA) LLC
Firm CRD 306593 · CA · Reported as state-registered
Registration date: 2020-01-14
- CIF ADVISORS INC.
Firm CRD 306645 · CA · Reported as state-registered
Registration date: 2020-06-23
- WINDMILL CAPITAL ADVISER
Firm CRD 306699 · CA · Reported as state-registered
Registration date: 2020-04-15
- BULL RUN INVESTMENT MANAGEMENT LLC
Firm CRD 306763 · CA · Reported as state-registered
Registration date: 2024-11-27
- WELLACRE GLOBAL WEALTH ADVISORS
Firm CRD 306770 · CA · Reported as state-registered
Registration date: 2020-05-19
- WEALTH MANAGEMENT PARTNERS OF LOS ANGELES
Firm CRD 306780 · CA · Reported as state-registered
Registration date: 2019-12-20