State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- GRIFFIN FINANCIAL
Firm CRD 306836 · CA · Reported as state-registered
Registration date: 2020-01-17
- ROMAN RETIREMENT PLANNING, LLC
Firm CRD 306871 · CA · Reported as state-registered
Registration date: 2022-07-12
- LUKE CAPITAL
Firm CRD 306879 · CA · Reported as state-registered
Registration date: 2020-03-25
- TRUE FIDUCIARY CAPITAL, LLC
Firm CRD 306964 · CA · Reported as state-registered
Registration date: 2020-05-29
- MGN AND CO LLC
Firm CRD 306983 · CA · Reported as state-registered
Registration date: 2020-05-22
- VETWORTH
Firm CRD 307007 · CA · Reported as state-registered
Registration date: 2023-12-08
- ADVENTURE WEALTH ADVISORS
Firm CRD 307039 · CA · Reported as state-registered
Registration date: 2021-07-16
- BEACON PARK CAPITAL, LLC
Firm CRD 307041 · CA · Reported as state-registered
Registration date: 2020-01-24
- GARRITT FINANCIAL SOLUTIONS LLC
Firm CRD 307059 · CA · Reported as state-registered
Registration date: 2023-02-22
- A.E.I. FINANCIAL GROUP
Firm CRD 307099 · CA · Reported as state-registered
Registration date: 2020-02-12
- RETIREMENT INVESTMENT ADVISORS INC.
Firm CRD 307157 · CA · Reported as state-registered
Registration date: 2020-02-28
- KINGDOM CAPITAL MANAGEMENT
Firm CRD 307223 · CA · Reported as state-registered
Registration date: 2020-03-02
- COASTAL CAPITAL ADVISORS
Firm CRD 307224 · CA · Reported as state-registered
Registration date: 2020-02-21
- SEA BREEZE ANALYTICS
Firm CRD 307228 · CA · Reported as state-registered
Registration date: 2020-06-29
- STEBNICKI FINANCIAL PLANNING
Firm CRD 307237 · CA · Reported as state-registered
Registration date: 2020-04-08
- QUID CAPITAL
Firm CRD 307242 · CA · Reported as state-registered
Registration date: 2023-02-03
- CLARITY FINANCIAL
Firm CRD 307264 · CA · Reported as state-registered
Registration date: 2022-03-02
- SCHMIDT, SCOTLAND
Firm CRD 307269 · CA · Reported as state-registered
Registration date: 2020-04-02
- OZ WEALTH MANAGEMENT LLC
Firm CRD 307303 · CA · Reported as state-registered
Registration date: 2020-02-25
- MERTZ CAPITAL
Firm CRD 307305 · CA · Reported as state-registered
Registration date: 2020-04-01
- LAUNCH FINANCIAL PLANNING
Firm CRD 307327 · CA · Reported as state-registered
Registration date: 2023-11-09
- JW GOLDEN GATE INVESTMENT, LLC
Firm CRD 307330 · CA · Reported as state-registered
Registration date: 2020-04-14
- SOESBE FINANCIAL
Firm CRD 307384 · CA · Reported as state-registered
Registration date: 2020-02-28
- ALPHA RISING ADVISORS LLC
Firm CRD 307413 · CA · Reported as state-registered
Registration date: 2020-06-30
- PARADOX INVESTMENT PARTNERS LLC
Firm CRD 307439 · CA · Reported as state-registered
Registration date: 2020-03-12