State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- VIDA PRIVATE WEALTH LLC
Firm CRD 308575 · CA · Reported as state-registered
Registration date: 2020-09-03
- CULTIVATE FINANCIAL WELLNESS, LLC
Firm CRD 308633 · CA · Reported as state-registered
Registration date: 2023-04-12
- THEORY PLANNING PARTNERS
Firm CRD 308877 · CA · Reported as state-registered
Registration date: 2025-09-12
- TURKEN INVESTMENTS LLC.
Firm CRD 308883 · CA · Reported as state-registered
Registration date: 2020-08-05
- WESTLAKE WEALTH MANAGEMENT LLC
Firm CRD 308915 · CA · Reported as state-registered
Registration date: 2021-09-16
- WESTSIDE FINANCIAL ADVISORS LLC
Firm CRD 308953 · CA · Reported as state-registered
Registration date: 2020-05-14
- MONTAGE FINANCIAL ADVISORS
Firm CRD 308954 · CA · Reported as state-registered
Registration date: 2020-05-07
- PAUL EDWARD FRITCH CPA
Firm CRD 308973 · CA · Reported as state-registered
Registration date: 2020-05-07
- ABACUS WEALTH INTERNATIONAL (AWI)
Firm CRD 308998 · CA · Reported as state-registered
Registration date: 2020-06-04
- STRAIGHTWAY FINANCIAL LLC
Firm CRD 309029 · CA · Reported as state-registered
Registration date: 2020-05-26
- STRATEON INTELLIGENT WEALTH LLC
Firm CRD 309062 · CA · Reported as state-registered
Registration date: 2020-06-04
- CARPE DIEM FINANCIAL LIFE PLANNING
Firm CRD 309092 · CA · Reported as state-registered
Registration date: 2020-05-14
- AYLA CAPITAL
Firm CRD 309102 · CA · Reported as state-registered
Registration date: 2020-06-05
- TAILWIND FINANCIAL PLANNING LLC
Firm CRD 309117 · CA · Reported as state-registered
Registration date: 2024-04-05
- PINNACLE CAPITAL ADVISORS
Firm CRD 309118 · CA · Reported as state-registered
Registration date: 2020-07-01
- 401K ENGINEERS INC.
Firm CRD 309129 · CA · Reported as state-registered
Registration date: 2025-02-28
- KB PRIVATE WEALTH MANAGEMENT GROUP
Firm CRD 309208 · CA · Reported as state-registered
Registration date: 2020-08-27
- ATHOS CAPITAL ADVISORS
Firm CRD 309225 · CA · Reported as state-registered
Registration date: 2020-06-03
- JOHN NUCKEL LLC
Firm CRD 309253 · CA · Reported as state-registered
Registration date: 2023-07-21
- WINDFALL ADVISORS, LLC
Firm CRD 309261 · CA · Reported as state-registered
Registration date: 2020-05-14
- SALT CAPITAL WEALTH MANAGEMENT, LLC
Firm CRD 309267 · CA · Reported as state-registered
Registration date: 2020-08-03
- SHALOM GLOBAL CAPITAL GROUP LLC
Firm CRD 309315 · CA · Reported as state-registered
Registration date: 2020-10-19
- RISE PRIVATE WEALTH ADVISORS
Firm CRD 309356 · CA · Reported as state-registered
Registration date: 2020-07-23
- ARK WEALTH ADVISORS, LLC
Firm CRD 309396 · CA · Reported as state-registered
Registration date: 2021-03-17
- SHIFTING THE CULTURE WEALTH PARTNERS LLC
Firm CRD 309408 · CA · Reported as state-registered
Registration date: 2020-07-27