State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- RADIANT WEALTH PLANNING
Firm CRD 310280 · CA · Reported as state-registered
Registration date: 2020-12-09
- PINECONE FINANCIAL
Firm CRD 310282 · CA · Reported as state-registered
Registration date: 2020-10-09
- TEMECULA VALLEY STOCK EXCHANGE
Firm CRD 310286 · CA · Reported as state-registered
Registration date: 2020-12-16
- CREATIVE PLANNING SOLUTIONS, INC
Firm CRD 310315 · CA · Reported as state-registered
Registration date: 2020-10-26
- KENNETH DEAN & CO FINANCIAL ADVISORY SERVICES
Firm CRD 310318 · CA · Reported as state-registered
Registration date: 2020-09-02
- DARRELL CAPITAL MANAGEMENT, LLC
Firm CRD 310324 · CA · Reported as state-registered
Registration date: 2020-08-26
- THE WEALTH COLLECTIVE, LLC
Firm CRD 310389 · CA · Reported as state-registered
Registration date: 2021-02-24
- RR FINANCIAL MANAGEMENT LLC
Firm CRD 310395 · CA · Reported as state-registered
Registration date: 2020-08-31
- MONEY COMPASS ADVISORS
Firm CRD 310412 · CA · Reported as state-registered
Registration date: 2020-11-05
- ELGON FINANCIAL ADVISORS
Firm CRD 310458 · CA · Reported as state-registered
Registration date: 2024-09-19
- ROCKSIDE INVESTMENTS LLC
Firm CRD 310511 · CA · Reported as state-registered
Registration date: 2021-04-27
- STEWARDS ASSET MANAGEMENT
Firm CRD 310524 · CA · Reported as state-registered
Registration date: 2022-10-06
- HOSKIN CAPITAL
Firm CRD 310527 · CA · Reported as state-registered
Registration date: 2020-10-07
- IMAGINE FINANCIAL SERVICES
Firm CRD 310560 · CA · Reported as state-registered
Registration date: 2020-10-21
- CORYELL CAPITAL MANAGEMENT
Firm CRD 310586 · CA · Reported as state-registered
Registration date: 2020-09-30
- DYNAMIQUE CAPITAL ADVISORS
Firm CRD 310588 · CA · Reported as state-registered
Registration date: 2020-10-06
- SHERWOOD OAK KNOLL, LLC
Firm CRD 310621 · CA · Reported as state-registered
Registration date: 2020-10-29
- TOLTON ASSET MANAGEMENT, LLC
Firm CRD 310631 · CA · Reported as state-registered
Registration date: 2020-10-16
- TRUE ROOT FINANCIAL
Firm CRD 310652 · CA · Reported as state-registered
Registration date: 2020-10-20
- SEAPORT WEALTH MANAGEMENT
Firm CRD 310684 · CA · Reported as state-registered
Registration date: 2020-09-28
- MORSE GROUP INVESTMENT ADVISORS
Firm CRD 310689 · CA · Reported as state-registered
Registration date: 2020-11-23
- BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.
Firm CRD 310708 · CA · Reported as state-registered
Registration date: 2020-11-13
- INTEGRITY ADVISERS LLC
Firm CRD 310757 · CA · Reported as state-registered
Registration date: 2021-01-20
- MONEY STRATEGIES, INC.
Firm CRD 310763 · CA · Reported as state-registered
Registration date: 2020-11-04
- HERMOSA WEALTH MANAGEMENT
Firm CRD 310771 · CA · Reported as state-registered
Registration date: 2020-09-24