State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- EASAN KATIR WEALTH MANAGEMENT
Firm CRD 121845 · CA · Reported as state-registered
Registration date: 2001-11-28
- RIDGEWOOD CAPITAL MANAGEMENT
Firm CRD 121920 · CA · Reported as state-registered
Registration date: 2001-02-15
- WILSON, CLARK ALLEN
Firm CRD 121925 · CA · Reported as state-registered
Registration date: 2002-09-20
- ELLIOTT FINANCIAL, LLC
Firm CRD 122072 · CA · Reported as state-registered
Registration date: 2020-09-09
- BWS FINANCIAL
Firm CRD 122074 · CA · Reported as state-registered
Registration date: 2003-01-01
- BENEFITS PLUS, LLC
Firm CRD 122181 · CA · Reported as state-registered
Registration date: 2018-01-26
- MAPLETON CAPITAL MANAGEMENT, LLC
Firm CRD 122230 · CA · Reported as state-registered
Registration date: 2000-01-13
- ANWEILER FINANCIAL MANAGEMENT, LLC
Firm CRD 122236 · CA · Reported as state-registered
Registration date: 2006-07-20
- ANSELME CAPITAL, INC.
Firm CRD 122278 · CA · Reported as state-registered
Registration date: 2003-02-07
- OPUS INVESTMENT ADVISORS, LLC
Firm CRD 122345 · CA · Reported as state-registered
Registration date: 2017-02-06
- STERLING FUTURES
Firm CRD 122436 · CA · Reported as state-registered
Registration date: 2006-07-26
- STEVEN AYERS & COMPANY
Firm CRD 122443 · CA · Reported as state-registered
Registration date: 2012-07-10
- AVONDALE CONQUEST, LLC
Firm CRD 122821 · CA · Reported as state-registered
Registration date: 2012-06-22
- FHT, LLC
Firm CRD 122827 · CA · Reported as state-registered
Registration date: 2002-10-17
- WEALTH MANAGEMENT INSTITUTE, INC.
Firm CRD 122892 · CA · Reported as state-registered
Registration date: 2004-06-18
- THE INDEPENDENT FINANCIAL GROUP
Firm CRD 122910 · CA · Reported as state-registered
Registration date: 2002-11-26
- TAYLOR & ASSOCIATES
Firm CRD 122944 · CA · Reported as state-registered
Registration date: 2003-01-01
- GEBHART & ASSOCIATES, INC
Firm CRD 123029 · CA · Reported as state-registered
Registration date: 1998-06-03
- STONEBROOK CAPITAL MANAGEMENT, INC.
Firm CRD 123181 · CA · Reported as state-registered
Registration date: 2016-07-22
- MAINSTREET FINANCIAL PLANNING, INC.
Firm CRD 123189 · CA · Reported as state-registered
Registration date: 2003-08-06
- RISING CAPITAL INC.
Firm CRD 123233 · CA · Reported as state-registered
Registration date: 2003-01-01
- MARIN WEALTH ADVISORS LLC
Firm CRD 123237 · CA · Reported as state-registered
Registration date: 2026-09-24
- MONTECITO CAPITAL MANAGEMENT
Firm CRD 123266 · CA · Reported as state-registered
Registration date: 2004-02-17
- GILMAN HARRIS TRAVIOLI SLOVER ACCOUNTANCY CORPORATION
Firm CRD 123470 · CA · Reported as state-registered
Registration date: 1997-07-28
- PARIVEDA INVESTMENT MANAGEMENT
Firm CRD 123471 · CA · Reported as state-registered
Registration date: 2003-01-22