State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- AVEC LLC
Firm CRD 310772 · CA · Reported as state-registered
Registration date: 2020-10-30
- FINWELL, INC.
Firm CRD 310850 · CA · Reported as state-registered
Registration date: 2021-02-19
- PETERKOFSKY, ROY
Firm CRD 310852 · CA · Reported as state-registered
Registration date: 2020-10-20
- GREEN ROOM PARTNERS LLC
Firm CRD 310857 · CA · Reported as state-registered
Registration date: 2020-11-13
- ABUNDANCE ADVISERS
Firm CRD 310887 · CA · Reported as state-registered
Registration date: 2021-02-02
- EMPOWERING FINANCE, LLC
Firm CRD 310901 · CA · Reported as state-registered
Registration date: 2021-07-20
- STRIDER CAPITAL, LLC
Firm CRD 310923 · CA · Reported as state-registered
Registration date: 2020-11-06
- DCG WEALTH MANAGEMENT
Firm CRD 310957 · CA · Reported as state-registered
Registration date: 2026-02-23
- TM WEALTH MANAGEMENT, LLC
Firm CRD 310993 · CA · Reported as state-registered
Registration date: 2020-10-15
- ALCHEMY WEALTH MANAGEMENT
Firm CRD 311022 · CA · Reported as state-registered
Registration date: 2022-05-02
- FOCAL POINT FINANCIAL PLANNING, LLC
Firm CRD 311040 · CA · Reported as state-registered
Registration date: 2024-11-07
- WEALTHDEVS
Firm CRD 311049 · CA · Reported as state-registered
Registration date: 2020-10-29
- VON HALLE, ALLAN
Firm CRD 311062 · CA · Reported as state-registered
Registration date: 2020-10-30
- 30-40 WEALTH PARTNERS
Firm CRD 311073 · CA · Reported as state-registered
Registration date: 2021-05-26
- NINE GEMS INVESTMENT MANAGEMENT
Firm CRD 311148 · CA · Reported as state-registered
Registration date: 2021-01-01
- AXIS POINT CAPITAL
Firm CRD 311159 · CA · Reported as state-registered
Registration date: 2020-11-19
- VALUETECH PRIVATE ADVISORS
Firm CRD 311165 · CA · Reported as state-registered
Registration date: 2020-11-20
- ROTH BUILDER INVESTMENTS
Firm CRD 311169 · CA · Reported as state-registered
Registration date: 2021-04-29
- ON KEEL CAPITAL
Firm CRD 311185 · CA · Reported as state-registered
Registration date: 2021-01-01
- TRIUMPH PRIVATE WEALTH
Firm CRD 311199 · CA · Reported as state-registered
Registration date: 2025-01-31
- TECH WEALTH, LLC
Firm CRD 311267 · CA · Reported as state-registered
Registration date: 2026-04-30
- ADUNA CAPITAL
Firm CRD 311270 · CA · Reported as state-registered
Registration date: 2021-01-01
- MODERN MONEY MANAGEMENT LLC
Firm CRD 311307 · CA · Reported as state-registered
Registration date: 2020-11-10
- GREENWOOD WEALTH MANAGEMENT, LLC
Firm CRD 311352 · CA · Reported as state-registered
Registration date: 2020-12-04
- RINCON WEALTH MANAGEMENT
Firm CRD 311430 · CA · Reported as state-registered
Registration date: 2021-04-15