State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- ENVISIONX CAPITAL, LLC
Firm CRD 311431 · CA · Reported as state-registered
Registration date: 2021-04-28
- VELMARK CAPITAL MANAGEMENT LLC
Firm CRD 311441 · CA · Reported as state-registered
Registration date: 2025-05-23
- VALLON CAPITAL LLC
Firm CRD 311443 · CA · Reported as state-registered
Registration date: 2021-01-01
- FENUL WEALTH MANAGEMENT LLC
Firm CRD 311474 · CA · Reported as state-registered
Registration date: 2021-01-26
- ZUMA WEALTH LLC
Firm CRD 311488 · CA · Reported as state-registered
Registration date: 2021-01-26
- HAYK CAPITAL
Firm CRD 311500 · CA · Reported as state-registered
Registration date: 2021-03-29
- PILOT RETIREMENT ADVISORS
Firm CRD 311507 · CA · Reported as state-registered
Registration date: 2020-11-24
- RAISE FINANCIAL ADVISORS LLC
Firm CRD 311515 · CA · Reported as state-registered
Registration date: 2021-01-01
- CARRINGTON ADVISORS, LLC
Firm CRD 311522 · CA · Reported as state-registered
Registration date: 2021-03-17
- ENTENTVEST INC.
Firm CRD 311563 · CA · Reported as state-registered
Registration date: 2022-09-08
- MARINA WEALTH ADVISORS
Firm CRD 311567 · CA · Reported as state-registered
Registration date: 2021-01-01
- FRAME WEALTH MANAGEMENT
Firm CRD 311601 · CA · Reported as state-registered
Registration date: 2021-01-01
- OAKGROWTH WEALTH MANAGEMENT LLC
Firm CRD 311604 · CA · Reported as state-registered
Registration date: 2020-12-14
- LUPU FINANCIAL
Firm CRD 311610 · CA · Reported as state-registered
Registration date: 2021-02-25
- CRAFTWORK CAPITAL LLC
Firm CRD 311626 · CA · Reported as state-registered
Registration date: 2022-05-10
- VIM WEALTH MANAGEMENT, LLC
Firm CRD 311641 · CA · Reported as state-registered
Registration date: 2025-09-30
- DRS FINANCIAL PARTNERS LLC
Firm CRD 311660 · CA · Reported as state-registered
Registration date: 2020-12-22
- CHIMERA WEALTH
Firm CRD 311674 · CA · Reported as state-registered
Registration date: 2020-12-22
- GRINNELL CAPITAL, LLC
Firm CRD 311742 · CA · Reported as state-registered
Registration date: 2022-07-28
- KEY FOCUS WEALTH LLC
Firm CRD 311827 · CA · Reported as state-registered
Registration date: 2021-02-22
- MERITAGE WEALTH MANAGEMENT
Firm CRD 311884 · CA · Reported as state-registered
Registration date: 2021-01-26
- CAPO CREEK FINANCIAL SOLUTIONS
Firm CRD 311923 · CA · Reported as state-registered
Registration date: 2021-03-16
- SOLOMON AND ASSOCIATES LLC
Firm CRD 311975 · CA · Reported as state-registered
Registration date: 2021-08-30
- FADE IN FINANCIAL
Firm CRD 311994 · CA · Reported as state-registered
Registration date: 2021-03-10
- GL TRUST, INC.
Firm CRD 312012 · CA · Reported as state-registered
Registration date: 2021-01-29