State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- CADGER TAX AND FINANCIAL INC.
Firm CRD 312033 · CA · Reported as state-registered
Registration date: 2021-01-22
- CHOICE FINANCIAL & INSURANCE SERVICES, INC.
Firm CRD 312049 · CA · Reported as state-registered
Registration date: 2022-03-10
- FIREPLACE FINANCIAL INC
Firm CRD 312085 · CA · Reported as state-registered
Registration date: 2021-03-02
- CAVALOT CAPITAL
Firm CRD 312088 · CA · Reported as state-registered
Registration date: 2021-07-09
- DAWSON INVESTMENT MANAGEMENT
Firm CRD 312098 · CA · Reported as state-registered
Registration date: 2021-02-04
- ESSEX ADVISORY
Firm CRD 312140 · CA · Reported as state-registered
Registration date: 2026-01-23
- ANDREY, DOUGLAS
Firm CRD 312183 · CA · Reported as state-registered
Registration date: 2022-02-02
- WAVE WEALTH PLANNING, LLC
Firm CRD 312185 · CA · Reported as state-registered
Registration date: 2026-05-08
- SHIFT TO IMPACT
Firm CRD 312244 · CA · Reported as state-registered
Registration date: 2022-07-25
- FORTITUDE ADVISORS AND ACCOUNTING INC
Firm CRD 312337 · CA · Reported as state-registered
Registration date: 2021-05-27
- SUNPATH FINANCIAL
Firm CRD 312343 · CA · Reported as state-registered
Registration date: 2021-04-29
- EVERGREEN CAPITAL HOLDINGS, LLC
Firm CRD 312345 · CA · Reported as state-registered
Registration date: 2021-03-12
- 77 FINANCIAL GROUP
Firm CRD 312367 · CA · Reported as state-registered
Registration date: 2021-02-02
- POINT4WARD FINANCIAL PLANNING
Firm CRD 312375 · CA · Reported as state-registered
Registration date: 2021-03-08
- CAPITAL UNITED INVESTMENTS LLC
Firm CRD 312447 · CA · Reported as state-registered
Registration date: 2024-01-10
- HENTCH SOLUTIONS
Firm CRD 312487 · CA · Reported as state-registered
Registration date: 2021-04-08
- RLS PRIVATE WEALTH CONSULTING, INC.
Firm CRD 312496 · CA · Reported as state-registered
Registration date: 2021-03-16
- GAOAN CAPITAL MANAGEMENT LLC
Firm CRD 312559 · CA · Reported as state-registered
Registration date: 2021-10-13
- AIS ASSET MANAGEMENT
Firm CRD 312562 · CA · Reported as state-registered
Registration date: 2021-02-18
- RAYMOND LIAO INVESTMENT ADVISOR
Firm CRD 312570 · CA · Reported as state-registered
Registration date: 2021-03-26
- FREW STREET CAPITAL
Firm CRD 312600 · CA · Reported as state-registered
Registration date: 2021-03-23
- JAR ADVISOR
Firm CRD 312656 · CA · Reported as state-registered
Registration date: 2021-03-12
- DOTCH CAPITAL
Firm CRD 312659 · CA · Reported as state-registered
Registration date: 2021-03-04
- ONUS OBSERVER LLC
Firm CRD 312663 · CA · Reported as state-registered
Registration date: 2021-02-19
- EFC WEALTH MANAGEMENT FIRM LLC
Firm CRD 312671 · CA · Reported as state-registered
Registration date: 2021-05-07