State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- INFLECTION RETIREMENT SERVICES
Firm CRD 312680 · CA · Reported as state-registered
Registration date: 2021-11-23
- SUTTER CAPITAL PARTNERS, LLC
Firm CRD 312689 · CA · Reported as state-registered
Registration date: 2021-05-05
- OPTIMUM RETIREMENT PLANNING LLC
Firm CRD 312732 · CA · Reported as state-registered
Registration date: 2024-06-05
- AVIDITY CAPITAL
Firm CRD 312745 · CA · Reported as state-registered
Registration date: 2021-05-14
- MALONE WEALTH VENTURES LLC
Firm CRD 312782 · CA · Reported as state-registered
Registration date: 2021-07-26
- KLESIS ADVISORS, LLC
Firm CRD 312793 · CA · Reported as state-registered
Registration date: 2021-03-23
- TEMPLEMAN WEALTH MANAGEMENT INC.
Firm CRD 312839 · CA · Reported as state-registered
Registration date: 2021-04-02
- THE BUTTERFIELD GROUP LLC
Firm CRD 312852 · CA · Reported as state-registered
Registration date: 2021-05-26
- PACIFIC STREET ADVISORS LLC
Firm CRD 313069 · CA · Reported as state-registered
Registration date: 2021-03-30
- DO, LEN D
Firm CRD 313112 · CA · Reported as state-registered
Registration date: 2021-08-12
- FIRST DOWN FINANCIAL
Firm CRD 313133 · CA · Reported as state-registered
Registration date: 2025-05-06
- PRESIDIO FINANCIAL ADVISORS LLC
Firm CRD 313150 · CA · Reported as state-registered
Registration date: 2021-04-13
- MOAT CAPITAL
Firm CRD 313152 · CA · Reported as state-registered
Registration date: 2025-01-01
- AIONIOS CAPITAL PARTNERS, LLC
Firm CRD 313190 · CA · Reported as state-registered
Registration date: 2021-11-23
- GOLZAR INVESTMENT GROUP LLC
Firm CRD 313194 · CA · Reported as state-registered
Registration date: 2021-04-06
- KMI WEALTH ADVISORS
Firm CRD 313218 · CA · Reported as state-registered
Registration date: 2023-05-17
- COULEUR INVESTMENTS
Firm CRD 313231 · CA · Reported as state-registered
Registration date: 2025-07-11
- MOMENTUM FINANCIAL AND INSURANCE SERVICES LLC
Firm CRD 313233 · CA · Reported as state-registered
Registration date: 2021-06-03
- CENTER PILLAR WEALTH MANAGEMENT LLC
Firm CRD 313243 · CA · Reported as state-registered
Registration date: 2021-05-27
- THE CURTIS COMPANY
Firm CRD 313258 · CA · Reported as state-registered
Registration date: 2021-04-13
- RASKIN GLOBAL INC.
Firm CRD 313300 · CA · Reported as state-registered
Registration date: 2026-08-07
- GNRFUNDS LLC
Firm CRD 313395 · CA · Reported as state-registered
Registration date: 2021-06-17
- INHERENT WEALTH FUND, LLC
Firm CRD 313416 · CA · Reported as state-registered
Registration date: 2024-11-07
- SPRECKELS WEALTH MANAGEMENT
Firm CRD 313422 · CA · Reported as state-registered
Registration date: 2021-06-08
- HDQ WEALTH
Firm CRD 313427 · CA · Reported as state-registered
Registration date: 2021-09-14