State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- CREATE WEALTH MANAGEMENT, LLC
Firm CRD 314830 · CA · Reported as state-registered
Registration date: 2021-10-14
- MAAXIOM CAPITAL LLC
Firm CRD 314871 · CA · Reported as state-registered
Registration date: 2022-01-01
- UPBEAT WEALTH
Firm CRD 314880 · CA · Reported as state-registered
Registration date: 2024-05-29
- FAIRWAY CAPITAL ADVISORS
Firm CRD 314892 · CA · Reported as state-registered
Registration date: 2021-12-24
- PEDICORD WEALTH MANAGEMENT, LLC
Firm CRD 314931 · CA · Reported as state-registered
Registration date: 2022-01-05
- KELSEY FINANCIAL, LLC
Firm CRD 314950 · CA · Reported as state-registered
Registration date: 2021-06-25
- FOUNDATION ASSOCIATES ASSET MANAGEMENT INC.
Firm CRD 315012 · CA · Reported as state-registered
Registration date: 2021-10-12
- LUMA FINANCIAL
Firm CRD 315033 · CA · Reported as state-registered
Registration date: 2021-08-06
- DOUGLAS CAPITAL ADVISORS
Firm CRD 315059 · CA · Reported as state-registered
Registration date: 2024-01-23
- GXII INC.
Firm CRD 315095 · CA · Reported as state-registered
Registration date: 2021-07-06
- HAFNIA FINANCIAL, INC.
Firm CRD 315096 · CA · Reported as state-registered
Registration date: 2021-08-18
- AMORETTI CAPITAL MANAGEMENT
Firm CRD 315111 · CA · Reported as state-registered
Registration date: 2021-08-19
- MCCANN INVESTMENT MANAGEMENT LLC
Firm CRD 315149 · CA · Reported as state-registered
Registration date: 2021-08-18
- GOLDEN LION WEALTH MANAGEMENT, LLC
Firm CRD 315157 · CA · Reported as state-registered
Registration date: 2021-11-12
- DEVELOPING FINANCIAL
Firm CRD 315242 · CA · Reported as state-registered
Registration date: 2021-08-23
- ADVISORS ON CALL
Firm CRD 315319 · CA · Reported as state-registered
Registration date: 2021-09-30
- PAVILION FINANCIAL PLANNING
Firm CRD 315349 · CA · Reported as state-registered
Registration date: 2023-08-31
- WONDER WEALTH LLC
Firm CRD 315390 · CA · Reported as state-registered
Registration date: 2021-08-09
- WHITE SAIL ADVISORS LLC
Firm CRD 315447 · CA · Reported as state-registered
Registration date: 2021-07-20
- PALE BLUE CAPITAL LLC
Firm CRD 315455 · CA · Reported as state-registered
Registration date: 2021-08-03
- EMANCIPARE INVESTMENT ADVISORS
Firm CRD 315473 · CA · Reported as state-registered
Registration date: 2026-01-15
- ALLEN JAMES FINANCIAL LLC
Firm CRD 315518 · CA · Reported as state-registered
Registration date: 2021-09-01
- STRONG BRIDGE ADVISORS LLC
Firm CRD 315520 · CA · Reported as state-registered
Registration date: 2021-09-08
- STRONGSIDE ASSET MANAGEMENT LLC
Firm CRD 315542 · CA · Reported as state-registered
Registration date: 2022-01-01
- UP&UP CAPITAL, INC.
Firm CRD 315567 · CA · Reported as state-registered
Registration date: 2021-08-24