State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- BASIS POINT INVESTMENTS
Firm CRD 316854 · CA · Reported as state-registered
Registration date: 2025-01-10
- STRATEGIC ADVOCATES, LLC
Firm CRD 316858 · CA · Reported as state-registered
Registration date: 2026-04-30
- KINDNESS FINANCIAL PLANNING
Firm CRD 316923 · CA · Reported as state-registered
Registration date: 2025-07-01
- CLOVIS WEALTH PARTNERS, LLC
Firm CRD 316944 · CA · Reported as state-registered
Registration date: 2023-02-06
- TAIBAY WEALTH MANAGEMENT LLC
Firm CRD 316967 · CA · Reported as state-registered
Registration date: 2021-12-02
- PURPOSE FIRST FINANCIAL, LLC
Firm CRD 316968 · CA · Reported as state-registered
Registration date: 2022-04-14
- DOLLAR SIGN VENTURES LLC
Firm CRD 316986 · CA · Reported as state-registered
Registration date: 2022-01-14
- HONOR FAMILY OFFICE, LLC
Firm CRD 317000 · CA · Reported as state-registered
Registration date: 2021-11-09
- BAROLDI WOOD MANCE FINANCIAL ADVISORS, LLC
Firm CRD 317002 · CA · Reported as state-registered
Registration date: 2022-04-19
- SWELL FINANCIAL
Firm CRD 317029 · CA · Reported as state-registered
Registration date: 2021-11-22
- AUGUSTUS WEALTH, LLC
Firm CRD 317189 · CA · Reported as state-registered
Registration date: 2022-06-08
- J WARD FINANCIAL
Firm CRD 317284 · CA · Reported as state-registered
Registration date: 2022-01-06
- OPTOMETRY WEALTH ADVISORS LLC
Firm CRD 317286 · CA · Reported as state-registered
Registration date: 2021-11-30
- COFFEEHOUSE CAPITAL
Firm CRD 317317 · CA · Reported as state-registered
Registration date: 2021-11-30
- HAMPTON PARK FINANCIAL PLANNERS
Firm CRD 317332 · CA · Reported as state-registered
Registration date: 2024-03-29
- LAW OFFICE OF JAMIE TOWNSEND
Firm CRD 317343 · CA · Reported as state-registered
Registration date: 2022-10-13
- HESPERIAN WEALTH
Firm CRD 317351 · CA · Reported as state-registered
Registration date: 2022-01-01
- FOX & HOLLAND INVESTING LLC
Firm CRD 317363 · CA · Reported as state-registered
Registration date: 2022-03-30
- WHISPER FINANCIAL
Firm CRD 317414 · CA · Reported as state-registered
Registration date: 2021-12-02
- NURTURE INVESTMENT STRATEGIES LLC
Firm CRD 317443 · CA · Reported as state-registered
Registration date: 2022-01-07
- MILLS FINANCIAL GROUP
Firm CRD 317444 · CA · Reported as state-registered
Registration date: 2022-08-24
- FINANCIAL PLANNING ASSOCIATES
Firm CRD 317454 · CA · Reported as state-registered
Registration date: 2022-01-06
- ARAGON ADVISORS
Firm CRD 317462 · CA · Reported as state-registered
Registration date: 2022-01-06
- ELITE WEALTH MANAGEMENT, LLC
Firm CRD 317481 · CA · Reported as state-registered
Registration date: 2022-02-15
- SUN GLOBAL LLC
Firm CRD 317484 · CA · Reported as state-registered
Registration date: 2024-07-31