State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- MERINO WEALTH MANAGEMENT
Firm CRD 317535 · CA · Reported as state-registered
Registration date: 2022-06-22
- AKPRIDE FINANCIAL SERVICES
Firm CRD 317594 · CA · Reported as state-registered
Registration date: 2022-03-17
- LUCEY WEALTH ADVISORS LLC
Firm CRD 317601 · CA · Reported as state-registered
Registration date: 2021-12-09
- REDWOOD MONEY
Firm CRD 317667 · CA · Reported as state-registered
Registration date: 2021-12-16
- DAVID THOMAS,CPA,ESQ., PC
Firm CRD 317778 · CA · Reported as state-registered
Registration date: 2026-01-06
- REICHER CAPITAL MANAGEMENT, LLC
Firm CRD 317785 · CA · Reported as state-registered
Registration date: 2022-02-14
- TKG FINANCIAL LLC
Firm CRD 317814 · CA · Reported as state-registered
Registration date: 2022-01-01
- MOTUS WEALTH
Firm CRD 317889 · CA · Reported as state-registered
Registration date: 2023-04-14
- AXIS CAPITAL MANAGEMENT, LLC
Firm CRD 317959 · CA · Reported as state-registered
Registration date: 2022-01-04
- HIGHGATE FINANCIAL PARTNERS
Firm CRD 317963 · CA · Reported as state-registered
Registration date: 2022-01-26
- XPAND INVESTMENT LLC
Firm CRD 317978 · CA · Reported as state-registered
Registration date: 2024-02-02
- POLARIS CAPITAL MANAGEMENT LLC
Firm CRD 317994 · CA · Reported as state-registered
Registration date: 2022-01-24
- OGDEN, THOMAS
Firm CRD 318003 · CA · Reported as state-registered
Registration date: 2022-02-23
- FINANCIAL PEAK
Firm CRD 318061 · CA · Reported as state-registered
Registration date: 2022-01-14
- G. P. GRECO & CO., INC.
Firm CRD 318087 · CA · Reported as state-registered
Registration date: 2022-01-21
- VITAL CAPITAL LLC
Firm CRD 318147 · CA · Reported as state-registered
Registration date: 2022-06-20
- VISIONARY WEALTH PLANNERS LLC
Firm CRD 318224 · CA · Reported as state-registered
Registration date: 2022-01-26
- AGATA INVESTMENTS LLC
Firm CRD 318275 · CA · Reported as state-registered
Registration date: 2022-04-29
- SANITY CAPITAL MANAGEMENT LLC
Firm CRD 318279 · CA · Reported as state-registered
Registration date: 2022-08-22
- BRIGHT LEGACY LLC
Firm CRD 318338 · CA · Reported as state-registered
Registration date: 2022-04-04
- SPONDEO CAPITAL, LLC
Firm CRD 318353 · CA · Reported as state-registered
Registration date: 2022-05-27
- MAXIAM CAPITAL, LLC
Firm CRD 318418 · CA · Reported as state-registered
Registration date: 2022-05-12
- SMALL VICTORIES WEALTH
Firm CRD 318429 · CA · Reported as state-registered
Registration date: 2022-01-26
- DOCSFP
Firm CRD 318460 · CA · Reported as state-registered
Registration date: 2024-06-10
- EMPOWER FINANCIAL
Firm CRD 318472 · CA · Reported as state-registered
Registration date: 2022-02-22