State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- LAKELAND WEALTH MANAGEMENT LLC
Firm CRD 173831 · TX · Reported as state-registered
Registration date: 2015-03-26
- STEWARD FAMILY OFFICE, INC.
Firm CRD 173846 · CA · Reported as state-registered
Registration date: 2015-05-12
- QUBED CAPITAL, LLC
Firm CRD 173854 · CA · Reported as state-registered
Registration date: 2015-01-01
- STEP FINANCIAL SERVICES, LLC
Firm CRD 173864 · CA · Reported as state-registered
Registration date: 2015-02-13
- ALLEGORY ADVISORY
Firm CRD 173871 · TX · Reported as state-registered
Registration date: 2018-05-23
- JECOHEN & CO., LLC
Firm CRD 173878 · TX · Reported as state-registered
Registration date: 2015-03-04
- INNOVA WEALTH, LLC
Firm CRD 173900 · TX · Reported as state-registered
Registration date: 2015-02-27
- JW HECHT WEALTH MANAGEMENT LLC
Firm CRD 173915 · AZ · Reported as state-registered
Registration date: 2015-01-15
- TOWN LAKE CAPITAL MANAGEMENT
Firm CRD 173919 · TX · Reported as state-registered
Registration date: 2014-12-10
- GD INVESTMENT ADVISERS LLC
Firm CRD 173953 · CA · Reported as state-registered
Registration date: 2014-12-11
- SWAN DFW FINANCIAL SOLUTIONS, LLC
Firm CRD 173964 · TX · Reported as state-registered
Registration date: 2015-01-01
- MONTGOMERY WEALTH MANAGEMENT, LLC
Firm CRD 173968 · TX · Reported as state-registered
Registration date: 2017-01-24
- PAMELA KRUEGER AND COMPANY, INC.
Firm CRD 174001 · TX · Reported as state-registered
Registration date: 2014-12-11
- BULL BEAR INVESTMENT MANAGEMENT LLC
Firm CRD 174038 · TX · Reported as state-registered
Registration date: 2018-02-20
- STARBORD LLC
Firm CRD 174041 · WA · Reported as state-registered
Registration date: 2015-01-29
- TARTAN CAPITAL ADVISORS LLC
Firm CRD 174067 · CA · Reported as state-registered
Registration date: 2016-11-10
- EPI FINANCIAL GROUP
Firm CRD 174160 · CA · Reported as state-registered
Registration date: 2026-08-07
- EPI FINANCIAL GROUP
Firm CRD 174160 · TX · Reported as state-registered
Registration date: 2023-08-06
- REDMOUNT CAPITAL PARTNERS LLC
Firm CRD 174198 · CA · Reported as state-registered
Registration date: 2015-01-28
- REDMOUNT CAPITAL PARTNERS LLC
Firm CRD 174198 · TX · Reported as state-registered
Registration date: 2018-10-11
- BIRD ROCK MANAGEMENT, LLC
Firm CRD 174293 · CA · Reported as state-registered
Registration date: 2016-05-24
- PROBERT INVESTMENT ADVISERS, LLC
Firm CRD 174315 · CA · Reported as state-registered
Registration date: 2015-04-16
- AFFIRMATIVE FINANCIAL SERVICES
Firm CRD 174344 · WA · Reported as state-registered
Registration date: 2015-04-10
- GSR CAPITAL MANAGEMENT, INC.
Firm CRD 174383 · CA · Reported as state-registered
Registration date: 2015-03-27
- GSR CAPITAL MANAGEMENT, INC.
Firm CRD 174383 · WA · Reported as state-registered
Registration date: 2024-01-02