State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FINANCIAL FREEDOM CAPITAL MANAGEMENT
Firm CRD 174385 · AZ · Reported as state-registered
Registration date: 2022-11-28
- FINANCIAL FREEDOM CAPITAL MANAGEMENT
Firm CRD 174385 · CA · Reported as state-registered
Registration date: 2021-01-28
- FINANCIAL FREEDOM CAPITAL MANAGEMENT
Firm CRD 174385 · TX · Reported as state-registered
Registration date: 2021-11-04
- DES FINANCIAL GROUP, LLC
Firm CRD 174421 · CA · Reported as state-registered
Registration date: 2015-09-03
- COX ADVISORS, LLC
Firm CRD 174431 · AZ · Reported as state-registered
Registration date: 2015-02-04
- VESTED LEGACY WEALTH MANAGEMENT, L.P.
Firm CRD 174462 · TX · Reported as state-registered
Registration date: 2015-02-10
- ACENTRUS FINANCIAL PARTNERS LLC
Firm CRD 174473 · WA · Reported as state-registered
Registration date: 2018-07-24
- THE FINANCIAL CHASE LLC
Firm CRD 174512 · AZ · Reported as state-registered
Registration date: 2018-03-29
- THE FINANCIAL CHASE LLC
Firm CRD 174512 · TX · Reported as state-registered
Registration date: 2020-05-05
- SEQUOIA PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 174527 · TX · Reported as state-registered
Registration date: 2015-02-24
- SAWYER INVESTMENT MANAGEMENT COMPANY
Firm CRD 174535 · TX · Reported as state-registered
Registration date: 2015-02-17
- ARISTOBULUS INVESTMENT MANAGEMENT, LLC
Firm CRD 174568 · TX · Reported as state-registered
Registration date: 2023-12-15
- 11 FINANCIAL
Firm CRD 174569 · CA · Reported as state-registered
Registration date: 2026-05-12
- 11 FINANCIAL
Firm CRD 174569 · TX · Reported as state-registered
Registration date: 2025-02-11
- BRENNAN ASSET MANAGEMENT
Firm CRD 174637 · CA · Reported as state-registered
Registration date: 2015-03-24
- CAMPBELL ADVISORY SERVICES, LLC
Firm CRD 174674 · CA · Reported as state-registered
Registration date: 2015-05-06
- ALPINE ASSET MANAGEMENT
Firm CRD 174703 · CA · Reported as state-registered
Registration date: 2015-10-22
- RISK OVERLAY ASSOCIATES LLC
Firm CRD 174727 · WA · Reported as state-registered
Registration date: 2015-06-15
- KROZEL CAPITAL MANAGEMENT, LLC
Firm CRD 174813 · AZ · Reported as state-registered
Registration date: 2015-10-01
- KROZEL CAPITAL MANAGEMENT, LLC
Firm CRD 174813 · CA · Reported as state-registered
Registration date: 2026-07-31
- KODIAK CAPITAL ADVISORS LLC
Firm CRD 174819 · CA · Reported as state-registered
Registration date: 2018-02-26
- R.E.A.L. COACH
Firm CRD 174860 · CA · Reported as state-registered
Registration date: 2015-05-26
- FENGCAPITAL LLC
Firm CRD 174871 · CA · Reported as state-registered
Registration date: 2015-03-10
- DPH FINANCIAL
Firm CRD 174893 · TX · Reported as state-registered
Registration date: 2015-09-03
- MORGAN STEVENS ASSET MANAGEMENT, LLC
Firm CRD 174928 · CA · Reported as state-registered
Registration date: 2015-02-19