State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SOFTWEALTH
Firm CRD 175315 · CA · Reported as state-registered
Registration date: 2015-06-03
- INNOVATIVE WEALTH ADVISORS LLC
Firm CRD 175324 · CA · Reported as state-registered
Registration date: 2015-05-26
- DREAMWORK FINANCIAL GROUP
Firm CRD 175336 · TX · Reported as state-registered
Registration date: 2015-06-22
- ELDRIDGE STREET ASSET MANAGEMENT, LLC
Firm CRD 175355 · CA · Reported as state-registered
Registration date: 2015-06-25
- SAVEVEST, LLC
Firm CRD 175365 · AZ · Reported as state-registered
Registration date: 2015-04-07
- ELLS FINANCIAL SERVICES LLC
Firm CRD 175408 · CA · Reported as state-registered
Registration date: 2015-11-24
- PRUDENT PROSPERA PLANNING, INC.
Firm CRD 175416 · AZ · Reported as state-registered
Registration date: 2021-06-25
- PRUDENT PROSPERA PLANNING, INC.
Firm CRD 175416 · CA · Reported as state-registered
Registration date: 2015-06-04
- OPTURA ADVISORS, INC.
Firm CRD 175424 · CA · Reported as state-registered
Registration date: 2015-05-13
- JARDINE FINANCIAL GROUP
Firm CRD 175449 · TX · Reported as state-registered
Registration date: 2015-06-10
- ALPHA FINANCIAL NORDIC
Firm CRD 175450 · AZ · Reported as state-registered
Registration date: 2015-05-15
- WILLIAMS 360 FINANCIAL ADVISORY, LLC
Firm CRD 175485 · WA · Reported as state-registered
Registration date: 2015-08-28
- ROGERS CAPITAL ADVISORS, LLC
Firm CRD 175500 · TX · Reported as state-registered
Registration date: 2015-04-24
- STANFORD PACIFIC FUND MANAGEMENT, LLC
Firm CRD 178515 · CA · Reported as state-registered
Registration date: 2015-05-15
- VINEYARD WEALTH ADVISORY LLC
Firm CRD 179529 · CA · Reported as state-registered
Registration date: 2015-05-05
- SCOPE WEALTH MANAGEMENT
Firm CRD 179534 · CA · Reported as state-registered
Registration date: 2015-06-26
- VANTAGE WEALTH MANAGEMENT LLC
Firm CRD 179535 · CA · Reported as state-registered
Registration date: 2024-01-16
- OAK TREE SECURITIES, INC.
Firm CRD 18126 · CA · Reported as state-registered
Registration date: 2004-03-30
- LEGACY 401K PARTNERS, LLC
Firm CRD 181525 · TX · Reported as state-registered
Registration date: 2015-08-10
- UNLEASHED FINANCIAL LLC
Firm CRD 182522 · WA · Reported as state-registered
Registration date: 2015-06-17
- ACCLARO WEALTH MANAGEMENT
Firm CRD 183518 · CA · Reported as state-registered
Registration date: 2015-05-08
- PHASE TWO CAPITAL, LLC
Firm CRD 184512 · CA · Reported as state-registered
Registration date: 2015-05-19
- SAMPATTI FINANCIAL LLC
Firm CRD 188513 · CA · Reported as state-registered
Registration date: 2021-06-02
- YU FINANCIAL ADVICE, LLC
Firm CRD 192517 · CA · Reported as state-registered
Registration date: 2019-04-23
- MARKET GAUGE ASSET MANAGEMENT
Firm CRD 194517 · CA · Reported as state-registered
Registration date: 2024-11-18