State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MARKET GAUGE ASSET MANAGEMENT
Firm CRD 194517 · TX · Reported as state-registered
Registration date: 2025-07-09
- FIRST WESTERN SECURITIES, INC.
Firm CRD 19537 · AZ · Reported as state-registered
Registration date: 2013-11-15
- FIRST WESTERN SECURITIES, INC.
Firm CRD 19537 · CA · Reported as state-registered
Registration date: 2012-04-04
- FIRST WESTERN SECURITIES, INC.
Firm CRD 19537 · TX · Reported as state-registered
Registration date: 2012-03-30
- REPPOND INVESTMENTS, INC.
Firm CRD 202511 · TX · Reported as state-registered
Registration date: 2025-12-04
- REPPOND INVESTMENTS, INC.
Firm CRD 202511 · WA · Reported as state-registered
Registration date: 2015-06-04
- STEWARDSHIP WEALTH ADVISORS
Firm CRD 202512 · AZ · Reported as state-registered
Registration date: 2015-05-18
- WOODLANDS CAPITAL MANAGEMENT, LLC
Firm CRD 202514 · TX · Reported as state-registered
Registration date: 2015-06-22
- AMERICAN ELITE ADVISORY
Firm CRD 212513 · TX · Reported as state-registered
Registration date: 2015-06-18
- LAKESIDE FINANCIAL INC.
Firm CRD 213517 · WA · Reported as state-registered
Registration date: 2015-09-25
- ASCENDANT CAPITAL MANAGEMENT
Firm CRD 215513 · CA · Reported as state-registered
Registration date: 2015-06-05
- KINGSLEY ADVISORS, LLC
Firm CRD 217513 · CA · Reported as state-registered
Registration date: 2021-02-09
- KINGSLEY ADVISORS, LLC
Firm CRD 217513 · TX · Reported as state-registered
Registration date: 2021-01-14
- CONCINNUS FINANCIAL, INC
Firm CRD 218515 · AZ · Reported as state-registered
Registration date: 2021-04-19
- CONCINNUS FINANCIAL, INC
Firm CRD 218515 · WA · Reported as state-registered
Registration date: 2015-06-23
- MONEY POSITIVE
Firm CRD 218518 · CA · Reported as state-registered
Registration date: 2020-01-07
- MONEY POSITIVE
Firm CRD 218518 · TX · Reported as state-registered
Registration date: 2015-07-17
- DAVENPORT WEALTH ADVISORS
Firm CRD 219513 · CA · Reported as state-registered
Registration date: 2015-09-16
- GLACIER POINT ADVISORS, LLC
Firm CRD 219515 · CA · Reported as state-registered
Registration date: 2015-06-02
- CUMULUS ADVISORS LLC
Firm CRD 221521 · CA · Reported as state-registered
Registration date: 2019-03-05
- BEST FINANCIAL LIFE
Firm CRD 221526 · CA · Reported as state-registered
Registration date: 2015-05-21
- SIGNAL FINANCIAL PLANNING, LLC
Firm CRD 222516 · WA · Reported as state-registered
Registration date: 2015-05-20
- REALIZED FINANCAL, INC.
Firm CRD 22333 · TX · Reported as state-registered
Registration date: 2014-06-06
- ASPEN TRAIL WEALTH MANAGEMENT, LLC
Firm CRD 224517 · AZ · Reported as state-registered
Registration date: 2015-07-22
- REDWOOD COAST FINANCIAL PARTNERS
Firm CRD 226560 · AZ · Reported as state-registered
Registration date: 2019-05-20