State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- REDWOOD COAST FINANCIAL PARTNERS
Firm CRD 226560 · CA · Reported as state-registered
Registration date: 2015-08-05
- CIMARRON WEALTH MANAGEMENT, LLC
Firm CRD 226561 · TX · Reported as state-registered
Registration date: 2015-06-26
- JENSEN CAPITAL ASSET MANAGEMENT
Firm CRD 226609 · CA · Reported as state-registered
Registration date: 2024-02-20
- VAULKSHIRE INVESTMENT ADVISORS
Firm CRD 226623 · TX · Reported as state-registered
Registration date: 2015-06-23
- PACIFIC OAK FINANCIAL PLANNING LLC
Firm CRD 226649 · CA · Reported as state-registered
Registration date: 2015-06-24
- J I MEDINA INVESTMENTS, LLC
Firm CRD 226663 · TX · Reported as state-registered
Registration date: 2024-11-12
- OAK PEAK FINANCIAL
Firm CRD 226668 · CA · Reported as state-registered
Registration date: 2015-07-21
- RAVENWOOD CAPITAL MANAGEMENT, LLC
Firm CRD 226679 · WA · Reported as state-registered
Registration date: 2017-06-22
- KRAMMER FINANCIAL
Firm CRD 226712 · TX · Reported as state-registered
Registration date: 2015-10-20
- KRAMMER FINANCIAL
Firm CRD 226712 · WA · Reported as state-registered
Registration date: 2015-10-05
- PHYSICIANS INVESTMENT ADVISORY SERVICES OF TEXAS, LLC
Firm CRD 226736 · TX · Reported as state-registered
Registration date: 2015-10-02
- CAMBYSES FINANCIAL ADVISORS
Firm CRD 230786 · CA · Reported as state-registered
Registration date: 2015-07-31
- CWS INVESTMENTS
Firm CRD 23551 · CA · Reported as state-registered
Registration date: 2013-08-30
- SUNRISE CAPITAL MANAGEMENT LLC
Firm CRD 235789 · WA · Reported as state-registered
Registration date: 2015-07-20
- PECKHAM, DAVID A
Firm CRD 235790 · CA · Reported as state-registered
Registration date: 2015-08-18
- LAKESIDE NORTH CAPITAL ADVISORS, LLC
Firm CRD 238789 · CA · Reported as state-registered
Registration date: 2015-07-17
- BFA WEALTH MANAGEMENT
Firm CRD 241793 · CA · Reported as state-registered
Registration date: 2017-04-06
- ESSENTIAL INVESTING
Firm CRD 242790 · AZ · Reported as state-registered
Registration date: 2015-06-25
- J.P. WEALTH MANAGEMENT, LLC
Firm CRD 251787 · TX · Reported as state-registered
Registration date: 2015-09-30
- TREVERI CAPITAL
Firm CRD 254786 · CA · Reported as state-registered
Registration date: 2015-11-09
- SAFFRON CONSULTING SERVICES LLC
Firm CRD 255788 · AZ · Reported as state-registered
Registration date: 2015-07-08
- JASI FINANCIAL, INC.
Firm CRD 255790 · TX · Reported as state-registered
Registration date: 2015-09-16
- LIBERTY CAPITAL
Firm CRD 25706 · WA · Reported as state-registered
Registration date: 2009-04-20
- DIPSEA CAPITAL, LLC
Firm CRD 257787 · CA · Reported as state-registered
Registration date: 2026-07-28
- AHMETI WEALTH MANAGEMENT, LLC
Firm CRD 258787 · TX · Reported as state-registered
Registration date: 2015-10-21