State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BROWN BRIDGE CAPITAL, LLC
Firm CRD 268791 · WA · Reported as state-registered
Registration date: 2015-10-02
- JOHN MCANDREW FINANCIAL ADVISORS LLC
Firm CRD 268800 · CA · Reported as state-registered
Registration date: 2015-07-28
- FORTIS WEALTH MANAGEMENT
Firm CRD 268808 · CA · Reported as state-registered
Registration date: 2015-10-30
- FORTIS WEALTH MANAGEMENT
Firm CRD 268808 · WA · Reported as state-registered
Registration date: 2015-09-17
- DELPHI WEALTH PARTNERS
Firm CRD 268825 · AZ · Reported as state-registered
Registration date: 2022-09-09
- DELPHI WEALTH PARTNERS
Firm CRD 268825 · CA · Reported as state-registered
Registration date: 2016-01-01
- DELPHI WEALTH PARTNERS
Firm CRD 268825 · WA · Reported as state-registered
Registration date: 2015-08-17
- REMEDIOS FINANCIAL PLANNING
Firm CRD 269824 · CA · Reported as state-registered
Registration date: 2015-07-22
- KEEP IT SIMPLE FINANCIAL PLANNING
Firm CRD 269826 · CA · Reported as state-registered
Registration date: 2016-02-22
- ENDURANCE INVESTMENT STRATEGIES, INC.
Firm CRD 269867 · CA · Reported as state-registered
Registration date: 2016-02-25
- LAGUNA CAPITAL MANAGEMENT, INC.
Firm CRD 269869 · CA · Reported as state-registered
Registration date: 2015-08-28
- ERNST & CO. WEALTH MANAGEMENT, LLC
Firm CRD 269911 · CA · Reported as state-registered
Registration date: 2015-11-10
- SVANE CAPITAL, LLC
Firm CRD 269913 · TX · Reported as state-registered
Registration date: 2015-07-28
- SERENE GROWTH PARTNERS LLC
Firm CRD 269929 · CA · Reported as state-registered
Registration date: 2016-01-01
- RELYON FINANCIAL ADVISORS, LLC
Firm CRD 269934 · TX · Reported as state-registered
Registration date: 2015-08-13
- GROW FUNDS LLC
Firm CRD 269960 · CA · Reported as state-registered
Registration date: 2018-10-24
- OM PACIFIC CAPITAL LLC
Firm CRD 269970 · CA · Reported as state-registered
Registration date: 2016-03-09
- EUREKA FINANCIAL PLANNERS, LLC
Firm CRD 269975 · CA · Reported as state-registered
Registration date: 2015-07-24
- EUREKA FINANCIAL PLANNERS, LLC
Firm CRD 269975 · WA · Reported as state-registered
Registration date: 2017-03-02
- MADDEN CREEK ADVISORS
Firm CRD 270010 · CA · Reported as state-registered
Registration date: 2015-09-03
- ABK MANAGEMENT LLC
Firm CRD 270019 · CA · Reported as state-registered
Registration date: 2015-09-29
- STEWARDSHIP WEALTH MANAGEMENT LLC
Firm CRD 274031 · CA · Reported as state-registered
Registration date: 2020-11-16
- SML ADVISORY
Firm CRD 275028 · CA · Reported as state-registered
Registration date: 2015-08-26
- AKTIVE CAPITAL MANAGEMENT, LLC
Firm CRD 277043 · CA · Reported as state-registered
Registration date: 2015-08-14
- FRONTLINE CAPITAL, LLC.
Firm CRD 277059 · CA · Reported as state-registered
Registration date: 2015-10-07