State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- NVEST ADVISORS, LLC
Firm CRD 277064 · TX · Reported as state-registered
Registration date: 2015-09-29
- NAVIDAR LLC
Firm CRD 277084 · TX · Reported as state-registered
Registration date: 2022-01-28
- QMULATE
Firm CRD 277124 · CA · Reported as state-registered
Registration date: 2015-08-17
- CROSSROADS PLANNING
Firm CRD 277127 · CA · Reported as state-registered
Registration date: 2018-01-23
- MEARS MONEY MANAGEMENT
Firm CRD 277163 · CA · Reported as state-registered
Registration date: 2015-11-23
- R. L. RIGARD & ASSOCIATES LTD.
Firm CRD 277173 · CA · Reported as state-registered
Registration date: 2016-06-29
- COHEN, STEVEN J CFA
Firm CRD 280027 · CA · Reported as state-registered
Registration date: 2015-11-10
- CAREY S. ROEBUCK FINANCIAL SERVICES, LLC
Firm CRD 280029 · TX · Reported as state-registered
Registration date: 2015-08-25
- QURAISHI WEALTH MANAGEMENT
Firm CRD 280032 · TX · Reported as state-registered
Registration date: 2015-12-14
- LEGACY CORNERSTONE WEALTH LLC
Firm CRD 281027 · AZ · Reported as state-registered
Registration date: 2026-06-24
- LEGACY CORNERSTONE WEALTH LLC
Firm CRD 281027 · CA · Reported as state-registered
Registration date: 2026-07-13
- CALABAZAS CREEK ADVISORS, LLC
Firm CRD 281058 · CA · Reported as state-registered
Registration date: 2015-10-08
- BONA FIDE FINANCE
Firm CRD 281078 · CA · Reported as state-registered
Registration date: 2020-04-09
- TWENTY FIFTY CAPITAL
Firm CRD 281087 · CA · Reported as state-registered
Registration date: 2020-05-29
- TWENTY FIFTY CAPITAL
Firm CRD 281087 · TX · Reported as state-registered
Registration date: 2023-07-06
- TRAC WEALTH MANAGEMENT, INC
Firm CRD 281128 · TX · Reported as state-registered
Registration date: 2018-10-23
- MATRIX PRIVATE WEALTH MANAGEMENT INC.
Firm CRD 281197 · TX · Reported as state-registered
Registration date: 2016-07-29
- FIELD FREEDOM ADVISORS
Firm CRD 281202 · CA · Reported as state-registered
Registration date: 2015-10-26
- ATTAINABLE WEALTH
Firm CRD 281206 · CA · Reported as state-registered
Registration date: 2015-11-06
- INDEPENDENT WEALTH SOLUTIONS
Firm CRD 281216 · CA · Reported as state-registered
Registration date: 2015-10-30
- APTOS CAPITAL LLC
Firm CRD 281218 · CA · Reported as state-registered
Registration date: 2015-10-21
- SAWSTON WEALTH MANAGEMENT LLC
Firm CRD 281222 · WA · Reported as state-registered
Registration date: 2015-10-08
- LIBERTY ADVISERS INC.
Firm CRD 281233 · TX · Reported as state-registered
Registration date: 2016-04-15
- ALE LLC
Firm CRD 281237 · CA · Reported as state-registered
Registration date: 2015-10-16
- ELR CAPITAL MANAGEMENT, LLC
Firm CRD 281239 · TX · Reported as state-registered
Registration date: 2015-10-14