State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- TRE API WEALTH MANAGEMENT, LLC
Firm CRD 282554 · CA · Reported as state-registered
Registration date: 2021-03-02
- ASKELADDEN CAPITAL
Firm CRD 282555 · CA · Reported as state-registered
Registration date: 2020-07-28
- ASKELADDEN CAPITAL
Firm CRD 282555 · TX · Reported as state-registered
Registration date: 2016-03-21
- SEAL ROCK WEALTH MANAGEMENT, LLC
Firm CRD 282591 · CA · Reported as state-registered
Registration date: 2016-02-19
- VR FUNDAMENTAL LLC
Firm CRD 282633 · TX · Reported as state-registered
Registration date: 2016-04-29
- SUSTAINED WEALTH MANAGEMENT
Firm CRD 282634 · CA · Reported as state-registered
Registration date: 2016-03-02
- MSA CAPITAL MANAGEMENT, PLLC
Firm CRD 282650 · TX · Reported as state-registered
Registration date: 2016-05-03
- GESSNER WEALTH STRATEGIES LLC
Firm CRD 282667 · TX · Reported as state-registered
Registration date: 2016-03-22
- MONOCOT WEALTH MANAGEMENT, LLC
Firm CRD 282687 · CA · Reported as state-registered
Registration date: 2018-05-11
- EMPIRIKAL PARTNERS LLC
Firm CRD 282691 · AZ · Reported as state-registered
Registration date: 2016-09-07
- EMPIRIKAL PARTNERS LLC
Firm CRD 282691 · CA · Reported as state-registered
Registration date: 2020-06-05
- EMPIRIKAL PARTNERS LLC
Firm CRD 282691 · TX · Reported as state-registered
Registration date: 2020-06-19
- WELLINGTON CAPITAL ADVISORS, LLC
Firm CRD 282696 · CA · Reported as state-registered
Registration date: 2019-01-29
- GAN PRIVATE WEALTH MANAGEMENT LLC
Firm CRD 282725 · CA · Reported as state-registered
Registration date: 2016-07-07
- NAUTICA ASSET MANAGEMENT LLC
Firm CRD 282765 · AZ · Reported as state-registered
Registration date: 2023-03-23
- NAUTICA ASSET MANAGEMENT LLC
Firm CRD 282765 · CA · Reported as state-registered
Registration date: 2024-04-30
- SEREN WEALTH ADVISORS, LLC
Firm CRD 282770 · TX · Reported as state-registered
Registration date: 2016-03-09
- KRAUS CAPITAL MANAGEMENT, LLC
Firm CRD 282797 · TX · Reported as state-registered
Registration date: 2016-08-09
- CAPITAL WEALTH STRATEGIES, LLC
Firm CRD 282818 · CA · Reported as state-registered
Registration date: 2016-03-30
- CAIRN INVESTOR SERVICES
Firm CRD 282853 · CA · Reported as state-registered
Registration date: 2016-03-10
- SWITCHPOINT FINANCIAL PLANNING LLC
Firm CRD 282856 · AZ · Reported as state-registered
Registration date: 2018-04-02
- LINDEN ROSE INVESTMENT LLC
Firm CRD 282886 · CA · Reported as state-registered
Registration date: 2020-08-13
- LINDEN ROSE INVESTMENT LLC
Firm CRD 282886 · TX · Reported as state-registered
Registration date: 2016-03-21
- OLIVER REGAN ADVISORS, LLC
Firm CRD 282887 · CA · Reported as state-registered
Registration date: 2016-03-16
- 1 UNION MANAGEMENT, LLC
Firm CRD 282892 · WA · Reported as state-registered
Registration date: 2016-06-17