State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- TRESSES CAPITAL MANAGEMENT, LLC
Firm CRD 282898 · CA · Reported as state-registered
Registration date: 2016-03-17
- THOMPSON FINANCIAL LLC
Firm CRD 282915 · WA · Reported as state-registered
Registration date: 2016-06-10
- WYNNE WEALTH MANAGEMENT
Firm CRD 282925 · TX · Reported as state-registered
Registration date: 2023-02-07
- STONE HILL WEALTH MANAGEMENT, LLC
Firm CRD 282930 · TX · Reported as state-registered
Registration date: 2016-05-25
- SOUTHWESTERN ADVISORY GROUP LLC
Firm CRD 282950 · TX · Reported as state-registered
Registration date: 2017-04-13
- SCRUGGS ADVISORS, LLC
Firm CRD 282962 · WA · Reported as state-registered
Registration date: 2016-09-01
- MITCHELL FINANCIAL PLANNING
Firm CRD 282976 · CA · Reported as state-registered
Registration date: 2016-03-22
- FRANKLIN TREND INVESTMENT MANAGEMENT, LLC
Firm CRD 282977 · WA · Reported as state-registered
Registration date: 2016-06-22
- HAMILTON GRAY WEALTH MANAGEMENT LLC
Firm CRD 283000 · TX · Reported as state-registered
Registration date: 2017-09-12
- SMART PATH WEALTH MANAGEMENT, LLC
Firm CRD 283020 · CA · Reported as state-registered
Registration date: 2016-04-14
- MSM ADVISORY, LLC
Firm CRD 283032 · TX · Reported as state-registered
Registration date: 2026-01-15
- GUTTMAN FINANCIAL PLANNING
Firm CRD 283061 · CA · Reported as state-registered
Registration date: 2016-04-20
- MIGH FINANCIAL PLANNER, LLC
Firm CRD 283067 · CA · Reported as state-registered
Registration date: 2016-07-29
- LIFETIME INVESTMENTS & INSURANCE LLC
Firm CRD 283074 · AZ · Reported as state-registered
Registration date: 2016-04-20
- CSLA FINANCIAL INC
Firm CRD 283082 · AZ · Reported as state-registered
Registration date: 2024-01-30
- CSLA FINANCIAL INC
Firm CRD 283082 · CA · Reported as state-registered
Registration date: 2017-03-17
- CSLA FINANCIAL INC
Firm CRD 283082 · WA · Reported as state-registered
Registration date: 2016-11-29
- PACIFIC UNITED PLANNING, INC.
Firm CRD 283091 · CA · Reported as state-registered
Registration date: 2016-04-04
- EAGLE GROVE ADVISORS LLC
Firm CRD 283096 · CA · Reported as state-registered
Registration date: 2022-04-15
- SCHAUER INVESTMENT MANAGEMENT, INC.
Firm CRD 283119 · CA · Reported as state-registered
Registration date: 2016-05-27
- PROPRIETOR WEALTH MANAGEMENT INC.
Firm CRD 283137 · CA · Reported as state-registered
Registration date: 2016-04-12
- MELLIG GROUP, LLC
Firm CRD 283152 · AZ · Reported as state-registered
Registration date: 2021-06-22
- MELLIG GROUP, LLC
Firm CRD 283152 · TX · Reported as state-registered
Registration date: 2016-06-02
- TAYLOR MORGAN CAPITAL MANAGEMENT, LLC
Firm CRD 283163 · TX · Reported as state-registered
Registration date: 2016-10-11
- HOOVER CAPITAL MANAGEMENT, LLC
Firm CRD 283177 · TX · Reported as state-registered
Registration date: 2017-06-01