State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- PLECTRUM ADVISERS LLC
Firm CRD 283181 · CA · Reported as state-registered
Registration date: 2016-05-20
- SYMPLECTIC CAPITAL LLC
Firm CRD 283186 · WA · Reported as state-registered
Registration date: 2024-05-07
- HAYDEN CAPITAL
Firm CRD 283201 · CA · Reported as state-registered
Registration date: 2025-04-02
- TIAN CAPITAL LLC
Firm CRD 283207 · CA · Reported as state-registered
Registration date: 2016-09-21
- PURPLE MOUNTAIN INVESTMENT ADVISORS LLC
Firm CRD 283230 · AZ · Reported as state-registered
Registration date: 2016-04-14
- ANDERSON & ASSOCIATES INT. LLC
Firm CRD 283253 · TX · Reported as state-registered
Registration date: 2016-05-11
- O'NEILL FINANCIAL MANAGEMENT, INC.
Firm CRD 283273 · CA · Reported as state-registered
Registration date: 2016-09-14
- ACRIBUS CAPITAL LLC
Firm CRD 283301 · TX · Reported as state-registered
Registration date: 2016-06-16
- BABYLON WEALTH MANAGEMENT LLC
Firm CRD 283309 · CA · Reported as state-registered
Registration date: 2016-05-06
- INNOVATE WEALTH
Firm CRD 283332 · TX · Reported as state-registered
Registration date: 2018-10-16
- FRUITAGE FINANCIAL LLC
Firm CRD 283352 · CA · Reported as state-registered
Registration date: 2017-10-17
- RATIO CAPITAL
Firm CRD 283357 · CA · Reported as state-registered
Registration date: 2016-05-24
- LANDPHAIR WEALTH MANAGEMENT LLC
Firm CRD 283366 · AZ · Reported as state-registered
Registration date: 2026-04-08
- VELEV ADVISORS
Firm CRD 283370 · CA · Reported as state-registered
Registration date: 2016-06-20
- CIMARRON CAPITAL MANAGEMENT, LLC
Firm CRD 283375 · TX · Reported as state-registered
Registration date: 2016-08-03
- BASSIN, BRUCE
Firm CRD 283413 · CA · Reported as state-registered
Registration date: 2017-01-18
- CORONADO INVESTMENT ADVISORS, LLC
Firm CRD 283420 · CA · Reported as state-registered
Registration date: 2016-04-27
- OAK STREET ADVISORY GROUP, LLC
Firm CRD 283444 · CA · Reported as state-registered
Registration date: 2016-06-28
- CONFLUENCE CAPITAL ADVISORS, LLC
Firm CRD 283467 · CA · Reported as state-registered
Registration date: 2016-05-23
- COMPENDIUM WEALTH ADVISORS, LLC
Firm CRD 283475 · TX · Reported as state-registered
Registration date: 2016-09-21
- STEWARD CAPITAL LLC.
Firm CRD 283480 · WA · Reported as state-registered
Registration date: 2016-06-08
- US FREEDOM CAPITAL ADVISORS LLC
Firm CRD 283481 · TX · Reported as state-registered
Registration date: 2017-05-31
- SKYLARK WEALTH, LLC
Firm CRD 283522 · CA · Reported as state-registered
Registration date: 2016-05-25
- MOORE MONEY ADVISORY
Firm CRD 283542 · CA · Reported as state-registered
Registration date: 2017-04-05
- STONE LAKE WEALTH MANAGEMENT, LLC
Firm CRD 283554 · TX · Reported as state-registered
Registration date: 2018-03-29