State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SIMONET FINANCIAL GROUP, LLC
Firm CRD 283561 · TX · Reported as state-registered
Registration date: 2016-06-20
- 361 FINANCIAL PLANNING, INC.
Firm CRD 283581 · CA · Reported as state-registered
Registration date: 2016-08-17
- CRATTY & SWANSON ADVISORS L.L.C.
Firm CRD 283587 · CA · Reported as state-registered
Registration date: 2016-05-25
- WELLSPRING PLANNING GROUP LLC
Firm CRD 283593 · TX · Reported as state-registered
Registration date: 2016-05-25
- INDY WEALTH SOLUTIONS, LLC
Firm CRD 283634 · CA · Reported as state-registered
Registration date: 2023-03-27
- DIEGELMAN CAPITAL ADVISORS
Firm CRD 283645 · CA · Reported as state-registered
Registration date: 2017-03-15
- BRIDGE CAPITAL CONSULTING, LLC
Firm CRD 283663 · CA · Reported as state-registered
Registration date: 2016-06-30
- BRIDGE CAPITAL CONSULTING, LLC
Firm CRD 283663 · WA · Reported as state-registered
Registration date: 2021-07-26
- ALESIA INVESTMENT MANAGEMENT LLC
Firm CRD 283691 · CA · Reported as state-registered
Registration date: 2016-07-07
- OWL AND ORE WEALTH PLANNING
Firm CRD 283734 · CA · Reported as state-registered
Registration date: 2016-06-09
- MERCER ISLAND CAPITAL MANAGEMENT, LLC
Firm CRD 283752 · WA · Reported as state-registered
Registration date: 2016-05-18
- RIDGE CAPITAL ADVISORS, LLC
Firm CRD 283756 · AZ · Reported as state-registered
Registration date: 2017-01-01
- RIDGE CAPITAL ADVISORS, LLC
Firm CRD 283756 · CA · Reported as state-registered
Registration date: 2017-11-16
- SOUTH TEXAS CAPITAL ADVISORS, LLC
Firm CRD 283773 · TX · Reported as state-registered
Registration date: 2016-06-24
- S SQUARED ADVISORS LLC
Firm CRD 283785 · TX · Reported as state-registered
Registration date: 2016-08-02
- GOLD STAR ASSET MANAGEMENT, LLC
Firm CRD 283789 · CA · Reported as state-registered
Registration date: 2017-01-13
- NTH DEGREE WM, LLC
Firm CRD 283801 · WA · Reported as state-registered
Registration date: 2016-08-24
- RHUBARB INVESTMENTS, LLC
Firm CRD 283814 · CA · Reported as state-registered
Registration date: 2017-01-01
- SALA CAPITAL, LLC
Firm CRD 283821 · AZ · Reported as state-registered
Registration date: 2017-01-17
- LAGUNA NIGUEL SUMMIT WEALTH MANAGEMENT, LLC
Firm CRD 283837 · CA · Reported as state-registered
Registration date: 2016-07-29
- EXECUTIVE SERVICES, LLC
Firm CRD 283898 · CA · Reported as state-registered
Registration date: 2016-06-29
- TEIXEIRA WEALTH MANAGEMENT LLC
Firm CRD 283906 · CA · Reported as state-registered
Registration date: 2016-07-08
- FUTURE WEALTH LLC
Firm CRD 283911 · CA · Reported as state-registered
Registration date: 2016-06-15
- FUTURE WEALTH LLC
Firm CRD 283911 · TX · Reported as state-registered
Registration date: 2016-08-05
- SHOREBREAK CAPITAL, LLC
Firm CRD 283921 · TX · Reported as state-registered
Registration date: 2016-10-11