State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FINANCIAL TREX, LLC
Firm CRD 283951 · WA · Reported as state-registered
Registration date: 2016-06-21
- MILES BROWN ASSET MANAGEMENT
Firm CRD 283960 · CA · Reported as state-registered
Registration date: 2016-07-26
- SIGNATURE FINANCIAL ADVISORS
Firm CRD 283964 · TX · Reported as state-registered
Registration date: 2016-10-11
- OLYMPIC FINANCIAL ADVISORS, LLC
Firm CRD 283975 · WA · Reported as state-registered
Registration date: 2016-10-05
- NESTEGG WEALTH ADVISORS
Firm CRD 284016 · TX · Reported as state-registered
Registration date: 2016-08-05
- HAMSHER WEALTH MANAGEMENT, LLC
Firm CRD 284018 · AZ · Reported as state-registered
Registration date: 2021-10-21
- TIGRIS CONSULTING LLC
Firm CRD 284070 · TX · Reported as state-registered
Registration date: 2023-08-08
- BROOKLYN PLANS LLC
Firm CRD 284104 · CA · Reported as state-registered
Registration date: 2022-01-19
- AMERICAN INVESTMENT MANAGEMENT GROUP LLC
Firm CRD 284128 · TX · Reported as state-registered
Registration date: 2016-09-02
- OLIVE WEALTH MANAGEMENT
Firm CRD 284132 · TX · Reported as state-registered
Registration date: 2016-06-15
- WEALTH MODE
Firm CRD 284136 · CA · Reported as state-registered
Registration date: 2025-11-05
- PRIMA WEALTH
Firm CRD 284143 · CA · Reported as state-registered
Registration date: 2016-09-22
- VIVERE WEALTH MANAGEMENT LLC
Firm CRD 284152 · AZ · Reported as state-registered
Registration date: 2017-09-27
- DSA ASSET MANAGEMENT, LLC
Firm CRD 284185 · AZ · Reported as state-registered
Registration date: 2020-03-10
- CHAKKAL GROUP
Firm CRD 284196 · WA · Reported as state-registered
Registration date: 2017-01-01
- HERITAGE INC
Firm CRD 284201 · CA · Reported as state-registered
Registration date: 2017-01-01
- CHUGG WEALTH STRATEGIES, LLC
Firm CRD 284215 · CA · Reported as state-registered
Registration date: 2016-07-08
- OSAGE PACIFIC ADVISORS, INC.
Firm CRD 284257 · CA · Reported as state-registered
Registration date: 2024-02-20
- FOXSTONE FINANCIAL
Firm CRD 284268 · AZ · Reported as state-registered
Registration date: 2024-12-04
- FOXSTONE FINANCIAL
Firm CRD 284268 · CA · Reported as state-registered
Registration date: 2025-05-19
- FOXSTONE FINANCIAL
Firm CRD 284268 · TX · Reported as state-registered
Registration date: 2025-12-04
- SARANAP WEALTH ADVISORS
Firm CRD 284277 · CA · Reported as state-registered
Registration date: 2016-07-25
- REMOTE FINANCIAL PLANNER, LLC
Firm CRD 284297 · TX · Reported as state-registered
Registration date: 2021-04-29
- CREATIVE MONEY LLC
Firm CRD 284357 · CA · Reported as state-registered
Registration date: 2022-07-22
- CREATIVE MONEY LLC
Firm CRD 284357 · WA · Reported as state-registered
Registration date: 2017-04-05