State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FSG FINANCIAL SERVICES, INC.
Firm CRD 291629 · CA · Reported as state-registered
Registration date: 2018-04-20
- CAPITAL ASSET ADVISORS LLC.
Firm CRD 291635 · AZ · Reported as state-registered
Registration date: 2018-04-20
- WEBB FINANCIAL GROUP
Firm CRD 291638 · CA · Reported as state-registered
Registration date: 2018-01-19
- AURORA FINANCIAL PLANNING & INVESTMENT MANAGEMENT LLC
Firm CRD 291658 · AZ · Reported as state-registered
Registration date: 2024-01-03
- LIFELONG WEALTH MANAGEMENT GROUP, LLC
Firm CRD 291661 · CA · Reported as state-registered
Registration date: 2018-07-31
- GREYFIELD CAPITAL MANAGEMENT LLC
Firm CRD 291698 · CA · Reported as state-registered
Registration date: 2024-02-05
- LIFE BALANCE FINANCIAL
Firm CRD 291718 · TX · Reported as state-registered
Registration date: 2018-02-20
- SHAH TAX AND FINANCIAL PLANNING
Firm CRD 291763 · TX · Reported as state-registered
Registration date: 2018-04-11
- CONCORDIA INVESTMENT ADVISORS, LLC
Firm CRD 291775 · CA · Reported as state-registered
Registration date: 2018-01-23
- HARVARD AVENUE INVESTMENT ADVISORY
Firm CRD 291787 · AZ · Reported as state-registered
Registration date: 2018-02-27
- HARVARD AVENUE INVESTMENT ADVISORY
Firm CRD 291787 · TX · Reported as state-registered
Registration date: 2021-12-11
- THE TABLE FINANCIAL PLANNING LLC
Firm CRD 291812 · AZ · Reported as state-registered
Registration date: 2018-08-22
- THE TABLE FINANCIAL PLANNING LLC
Firm CRD 291812 · CA · Reported as state-registered
Registration date: 2022-04-08
- THE TABLE FINANCIAL PLANNING LLC
Firm CRD 291812 · TX · Reported as state-registered
Registration date: 2024-07-03
- ASCENDING ASSETS
Firm CRD 291852 · TX · Reported as state-registered
Registration date: 2022-08-02
- TUBREAUXS WEALTH & LEGACY SOLUTIONS
Firm CRD 291856 · TX · Reported as state-registered
Registration date: 2018-02-15
- VECTOR FINANCIAL SOLUTIONS, INC.
Firm CRD 291895 · AZ · Reported as state-registered
Registration date: 2022-10-19
- VECTOR FINANCIAL SOLUTIONS, INC.
Firm CRD 291895 · CA · Reported as state-registered
Registration date: 2020-05-21
- COMPASS CAPITAL INVESTMENTS LLC
Firm CRD 291911 · CA · Reported as state-registered
Registration date: 2018-08-10
- COMPASS CAPITAL INVESTMENTS LLC
Firm CRD 291911 · TX · Reported as state-registered
Registration date: 2018-07-11
- GUIDESOURCE CAPITAL MANAGEMENT, LLC
Firm CRD 291929 · AZ · Reported as state-registered
Registration date: 2018-04-23
- LINDSEY FINANCIAL, INC.
Firm CRD 291971 · CA · Reported as state-registered
Registration date: 2018-08-20
- THE BALANCE OF TRADE
Firm CRD 291982 · AZ · Reported as state-registered
Registration date: 2023-03-22
- VIRTUEVIAN VENTURES
Firm CRD 291986 · TX · Reported as state-registered
Registration date: 2018-08-07
- UPSPRING CAPITAL LLC
Firm CRD 292010 · TX · Reported as state-registered
Registration date: 2018-03-13