State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- OPTIMIST CAPITAL
Firm CRD 292023 · CA · Reported as state-registered
Registration date: 2019-07-25
- FURRIER AND CROWN INVESTMENTS, LLC
Firm CRD 292064 · TX · Reported as state-registered
Registration date: 2018-10-22
- THE FOUNDATION WEALTH MANAGEMENT, LLC
Firm CRD 292093 · CA · Reported as state-registered
Registration date: 2018-04-13
- US FUND MANAGER LLC
Firm CRD 292094 · WA · Reported as state-registered
Registration date: 2018-04-27
- LIFETIME CAPITAL PLANNING GROUP LLC
Firm CRD 292120 · TX · Reported as state-registered
Registration date: 2020-12-08
- BLUEPRINT 360 LLC
Firm CRD 292136 · TX · Reported as state-registered
Registration date: 2018-02-09
- SUNLIGHT INVESTMENTS
Firm CRD 292139 · TX · Reported as state-registered
Registration date: 2018-07-10
- AUSTIN 180 ADVISORY GROUP LLC
Firm CRD 292141 · TX · Reported as state-registered
Registration date: 2018-02-15
- FIREBRAND WEALTH MANAGEMENT, LLC
Firm CRD 292154 · CA · Reported as state-registered
Registration date: 2020-04-13
- FIREBRAND WEALTH MANAGEMENT, LLC
Firm CRD 292154 · WA · Reported as state-registered
Registration date: 2018-04-17
- ROLAND, CRISS INVESTMENT RESEARCH, LLC
Firm CRD 292171 · TX · Reported as state-registered
Registration date: 2018-02-08
- THOMAS FRANCIS O'CONNELL
Firm CRD 292181 · CA · Reported as state-registered
Registration date: 2018-06-18
- SLALOM WEALTH MANAGEMENT, LLC
Firm CRD 292207 · CA · Reported as state-registered
Registration date: 2018-03-02
- EDK ADVISORY
Firm CRD 292227 · TX · Reported as state-registered
Registration date: 2018-02-08
- BOW STREAM INVESTMENTS LLC
Firm CRD 292230 · CA · Reported as state-registered
Registration date: 2018-05-15
- BOW STREAM INVESTMENTS LLC
Firm CRD 292230 · TX · Reported as state-registered
Registration date: 2024-08-21
- PROSPERITY FIRST WEALTH MANAGEMENT
Firm CRD 292253 · TX · Reported as state-registered
Registration date: 2019-01-09
- HATHAWAY CAPITAL MANAGEMENT, LLC
Firm CRD 292255 · CA · Reported as state-registered
Registration date: 2018-03-14
- DICKSON FINANCIAL GROUP, LLC.
Firm CRD 292258 · TX · Reported as state-registered
Registration date: 2018-05-11
- ABUNDANT WEALTH STRATEGIES
Firm CRD 292295 · CA · Reported as state-registered
Registration date: 2022-04-21
- MONTLAKE CAPITAL MANAGEMENT, LLC
Firm CRD 292299 · TX · Reported as state-registered
Registration date: 2018-04-11
- BOLLINGER WEALTH MANAGEMENT LLC
Firm CRD 292344 · TX · Reported as state-registered
Registration date: 2018-02-23
- DEVKOTA CAPITAL ADVISORS
Firm CRD 292346 · CA · Reported as state-registered
Registration date: 2018-02-16
- DEVKOTA CAPITAL ADVISORS
Firm CRD 292346 · TX · Reported as state-registered
Registration date: 2018-08-23
- EVOLUTION GLOBAL ADVISORS, LLC
Firm CRD 292350 · CA · Reported as state-registered
Registration date: 2018-05-18