State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ADVITICA FINANCIAL PLANNING LLC
Firm CRD 116052 · WA · Reported as state-registered
Registration date: 1996-07-12
- HERMENS CAPITAL MANAGEMENT, INC
Firm CRD 116077 · AZ · Reported as state-registered
Registration date: 1996-07-24
- HUTCHISON INVESTMENT ADVISORS
Firm CRD 116090 · AZ · Reported as state-registered
Registration date: 2001-04-25
- ASPEN FINANCIAL MANAGEMENT, INC.
Firm CRD 116149 · TX · Reported as state-registered
Registration date: 2012-05-25
- ASPEN FINANCIAL MANAGEMENT, INC.
Firm CRD 116149 · WA · Reported as state-registered
Registration date: 2022-06-07
- PREFERRED RETIREMENT OPTIONS, INC
Firm CRD 116172 · AZ · Reported as state-registered
Registration date: 2023-05-10
- PERCY E. BOLTON ASSOCIATES, INC.
Firm CRD 116174 · CA · Reported as state-registered
Registration date: 2008-04-16
- MCBRIDE FINANCIAL SERVICES, INC.
Firm CRD 116207 · AZ · Reported as state-registered
Registration date: 1994-07-29
- CARTER ADVISORY SERVICES, INC
Firm CRD 116249 · TX · Reported as state-registered
Registration date: 1981-03-13
- BERNTSON PORTER WEALTH MANAGEMENT, LLC
Firm CRD 116276 · AZ · Reported as state-registered
Registration date: 2018-09-13
- BERNTSON PORTER WEALTH MANAGEMENT, LLC
Firm CRD 116276 · CA · Reported as state-registered
Registration date: 2007-06-07
- BERNTSON PORTER WEALTH MANAGEMENT, LLC
Firm CRD 116276 · WA · Reported as state-registered
Registration date: 2001-10-02
- E. DEMMLER AND ASSOCIATES
Firm CRD 116281 · CA · Reported as state-registered
Registration date: 2002-01-14
- ROBERT BERGSTROM
Firm CRD 116282 · WA · Reported as state-registered
Registration date: 1987-12-09
- SM SCHERR FINANCIAL LLC
Firm CRD 116348 · TX · Reported as state-registered
Registration date: 1996-04-15
- JAGUAR INVESTMENT SERVICES, LTD
Firm CRD 116368 · AZ · Reported as state-registered
Registration date: 2012-06-20
- ADELE BRADY BOLSON CPA PS
Firm CRD 116392 · WA · Reported as state-registered
Registration date: 2000-09-25
- ALL WEATHER PORTFOLIO MANAGEMENT, INC.
Firm CRD 116413 · CA · Reported as state-registered
Registration date: 1996-08-09
- GOODRICH & ASSOCIATES, LLC
Firm CRD 116462 · WA · Reported as state-registered
Registration date: 2012-06-22
- WISE WORLD INVESTMENT PLANNING
Firm CRD 116470 · AZ · Reported as state-registered
Registration date: 2005-06-23
- BERGLAND WEALTH MANAGEMENT, INC.
Firm CRD 116513 · TX · Reported as state-registered
Registration date: 2011-10-03
- PERFORMANCE TRACKING INC.
Firm CRD 116575 · WA · Reported as state-registered
Registration date: 1992-02-19
- GILLESPIE ASSOCIATES LLC.
Firm CRD 116643 · WA · Reported as state-registered
Registration date: 1998-03-23
- TED C. EARLE
Firm CRD 116672 · AZ · Reported as state-registered
Registration date: 1994-08-31
- CELTIC CAPITAL CORPORATION
Firm CRD 116707 · TX · Reported as state-registered
Registration date: 2001-03-19