State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- GA BISHOP AND ASSOCIATES, LLC
Firm CRD 116725 · TX · Reported as state-registered
Registration date: 2001-11-20
- TACOMA INVESTMENT GROUP
Firm CRD 116741 · WA · Reported as state-registered
Registration date: 1995-03-10
- PAYSSE JENNISON FINANCIAL ADVISORS, PAYSSE JENNISON
Firm CRD 116752 · WA · Reported as state-registered
Registration date: 2012-06-13
- BROCK ASSET MANAGEMENT
Firm CRD 116791 · AZ · Reported as state-registered
Registration date: 2012-01-06
- FLECKENSTEIN CAPITAL, INC.
Firm CRD 116810 · WA · Reported as state-registered
Registration date: 1996-06-19
- R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION
Firm CRD 116857 · CA · Reported as state-registered
Registration date: 2022-03-02
- FINANCIAL PROFESSIONALS INCORPORATED
Firm CRD 116869 · TX · Reported as state-registered
Registration date: 2012-10-15
- DENNER CAPITAL MANAGEMENT
Firm CRD 116879 · WA · Reported as state-registered
Registration date: 1999-07-27
- WILKISON INVESTMENT SERVICES, LLC
Firm CRD 116880 · WA · Reported as state-registered
Registration date: 1997-08-06
- TALLEY FINANCIAL
Firm CRD 117053 · WA · Reported as state-registered
Registration date: 1997-04-08
- WATERHILL CAPITAL, LLC
Firm CRD 117090 · WA · Reported as state-registered
Registration date: 2001-02-01
- CORNERSTONE ASSET MANAGEMENT, LLC
Firm CRD 117094 · WA · Reported as state-registered
Registration date: 1999-09-01
- ALEGRIA ASSET MANAGEMENT
Firm CRD 117125 · WA · Reported as state-registered
Registration date: 1997-06-17
- ESTATE & RETIREMENT STRATEGIES LLC
Firm CRD 117134 · AZ · Reported as state-registered
Registration date: 1997-01-10
- MARK HARRIS SERVICES
Firm CRD 117136 · CA · Reported as state-registered
Registration date: 2001-12-18
- TOEPEL INVESTMENT COUNSEL, INC.
Firm CRD 117174 · WA · Reported as state-registered
Registration date: 1995-02-09
- FAIRPORT ADVISORS, INC.
Firm CRD 117177 · AZ · Reported as state-registered
Registration date: 2022-06-24
- APEX ADVISORY GROUP, INC.
Firm CRD 117183 · WA · Reported as state-registered
Registration date: 1990-03-05
- JOHN N. CARMODY D.D.S. CFP, INC.
Firm CRD 117200 · WA · Reported as state-registered
Registration date: 1996-02-01
- WERNER & C0. RIA, PLLC
Firm CRD 117204 · WA · Reported as state-registered
Registration date: 1990-11-07
- TWRU PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 117222 · TX · Reported as state-registered
Registration date: 2012-07-19
- MELLOR & ASSOCIATES LLC
Firm CRD 117233 · WA · Reported as state-registered
Registration date: 1996-12-03
- JOSEPH SEEP & ASSOCIATES, LLC
Firm CRD 117256 · AZ · Reported as state-registered
Registration date: 2001-10-10
- SENIOR FINANCIAL ADVISORS, INC.
Firm CRD 117257 · WA · Reported as state-registered
Registration date: 1997-10-20
- THE INNES ASSOCIATES, LTD.
Firm CRD 117326 · AZ · Reported as state-registered
Registration date: 1998-09-28