State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- U.S. ADVISORS, INC.
Firm CRD 117401 · CA · Reported as state-registered
Registration date: 2017-01-18
- LEGACY INVESTMENT STRATEGIES, LLC
Firm CRD 117423 · CA · Reported as state-registered
Registration date: 2024-05-28
- SUNDIAL CAPITAL MANAGEMENT, L.P.
Firm CRD 117461 · TX · Reported as state-registered
Registration date: 2006-10-24
- MCRAE CAPITAL MANAGEMENT L.L.C.
Firm CRD 117477 · WA · Reported as state-registered
Registration date: 2025-07-29
- DEAFINVEST
Firm CRD 117485 · AZ · Reported as state-registered
Registration date: 2021-01-01
- KCPAG FINANCIAL ADVISORS LLC
Firm CRD 117491 · AZ · Reported as state-registered
Registration date: 2024-11-20
- KCPAG FINANCIAL ADVISORS LLC
Firm CRD 117491 · CA · Reported as state-registered
Registration date: 2012-07-10
- HOUSTOUN CAPITAL MANAGEMENT, INC.
Firm CRD 117496 · TX · Reported as state-registered
Registration date: 2012-03-26
- SEATTLE ASSET MANAGEMENT, INC.
Firm CRD 117523 · WA · Reported as state-registered
Registration date: 1994-08-28
- TERRY PESCHL & ASSOCIATES, INC.
Firm CRD 117524 · TX · Reported as state-registered
Registration date: 2011-06-07
- NEW OBSERVER CAPITAL MANAGEMENT, LLC
Firm CRD 117535 · TX · Reported as state-registered
Registration date: 2002-03-12
- STRATEGIC ASSET MANAGEMENT
Firm CRD 117549 · WA · Reported as state-registered
Registration date: 1995-03-09
- LAGOS WEALTH ADVISORS
Firm CRD 117551 · CA · Reported as state-registered
Registration date: 1996-08-05
- JR SNELL CAPITAL MANAGEMENT, LLC
Firm CRD 117598 · AZ · Reported as state-registered
Registration date: 2002-05-06
- JR SNELL CAPITAL MANAGEMENT, LLC
Firm CRD 117598 · CA · Reported as state-registered
Registration date: 2016-11-17
- PELLETON CAPITAL MANAGEMENT, LTD.
Firm CRD 117679 · AZ · Reported as state-registered
Registration date: 2002-08-15
- CHRISTENSEN CAPITAL, LLC
Firm CRD 117699 · TX · Reported as state-registered
Registration date: 2016-03-30
- THE GETZEN GROUP, INC.
Firm CRD 117700 · AZ · Reported as state-registered
Registration date: 1997-03-21
- FG WEALTH MANAGEMENT
Firm CRD 117845 · TX · Reported as state-registered
Registration date: 2014-05-22
- NEW WEST INVESTMENT MANAGEMENT, INC.
Firm CRD 117872 · CA · Reported as state-registered
Registration date: 2006-06-27
- NEW WEST INVESTMENT MANAGEMENT, INC.
Firm CRD 117872 · TX · Reported as state-registered
Registration date: 2012-06-05
- WAYNE GILBERT & COMPANY
Firm CRD 117889 · CA · Reported as state-registered
Registration date: 1999-12-15
- HENSEL CAPITAL MANAGEMENT
Firm CRD 117903 · TX · Reported as state-registered
Registration date: 1996-03-11
- SAVOY INVESTMENT MANAGEMENT, INC.
Firm CRD 117921 · TX · Reported as state-registered
Registration date: 1983-03-31
- TAYLOR & TAYLOR FINANCIAL SERVICES
Firm CRD 117968 · TX · Reported as state-registered
Registration date: 2003-11-18