State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- US 1ST WEALTH MANAGEMENT
Firm CRD 117979 · TX · Reported as state-registered
Registration date: 2007-10-17
- WHITE PINE INVESTMENTS
Firm CRD 117992 · CA · Reported as state-registered
Registration date: 2018-02-21
- GQO INVESTMENT ADVISORS, INC.
Firm CRD 118002 · TX · Reported as state-registered
Registration date: 2001-02-06
- RIVERWAY ASSET MANAGEMENT, INC.
Firm CRD 118004 · TX · Reported as state-registered
Registration date: 1995-05-30
- UHLMANN INVESTMENT MANAGEMENT, L.L.C.
Firm CRD 118025 · AZ · Reported as state-registered
Registration date: 2017-08-15
- FOCUS CAPITAL, LLC
Firm CRD 118068 · WA · Reported as state-registered
Registration date: 1999-12-17
- LAWRENCE FINANCIAL SERVICES
Firm CRD 118072 · TX · Reported as state-registered
Registration date: 2007-01-22
- WOMACK INVESTMENT ADVISERS, INC
Firm CRD 118081 · CA · Reported as state-registered
Registration date: 2016-04-08
- WOMACK INVESTMENT ADVISERS, INC
Firm CRD 118081 · TX · Reported as state-registered
Registration date: 2012-06-25
- J DOSTAL INVESTMENTS
Firm CRD 118085 · WA · Reported as state-registered
Registration date: 1997-04-25
- CLARK NUBER WEALTH MANAGEMENT
Firm CRD 118159 · WA · Reported as state-registered
Registration date: 1992-06-29
- EPL INVESTMENT ADVISORY LLC
Firm CRD 118168 · AZ · Reported as state-registered
Registration date: 2000-10-02
- THE INVESTMENT AND PHILANTHROPY CORPORATION
Firm CRD 118178 · CA · Reported as state-registered
Registration date: 2002-02-27
- LEGACY HARBOR
Firm CRD 118187 · TX · Reported as state-registered
Registration date: 2004-06-30
- PRIVATE GROUP WEALTH MANAGEMENT, LLC
Firm CRD 118231 · TX · Reported as state-registered
Registration date: 2002-01-02
- THE ASPEN EQUITY GROUP
Firm CRD 118282 · TX · Reported as state-registered
Registration date: 2012-01-09
- QUANTUM SOLUTIONS, INC.
Firm CRD 118309 · WA · Reported as state-registered
Registration date: 1995-09-28
- ASPEN WEALTH PLANNERS LLC
Firm CRD 118324 · CA · Reported as state-registered
Registration date: 2003-01-01
- IQ TRENDS PRIVATE CLIENT ASSET MANAGEMENT
Firm CRD 118358 · CA · Reported as state-registered
Registration date: 2012-06-26
- SWEETWATER FINANCIAL ADVISORS, LLC
Firm CRD 118372 · TX · Reported as state-registered
Registration date: 2019-03-29
- WESTERLY INVESTMENTS, INC.
Firm CRD 118383 · CA · Reported as state-registered
Registration date: 1997-04-10
- FRIED ASSET MANAGEMENT, INC.
Firm CRD 118391 · CA · Reported as state-registered
Registration date: 2012-05-07
- LIVE OAK ADVISORS, LLC
Firm CRD 118417 · CA · Reported as state-registered
Registration date: 2000-05-15
- WBB SECURITIES, LLC
Firm CRD 118440 · CA · Reported as state-registered
Registration date: 2004-06-17
- LEE, KIMUN
Firm CRD 118512 · CA · Reported as state-registered
Registration date: 1992-09-04