State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FINANCIAL PLANNING CONSULTANTS, LLC
Firm CRD 118547 · CA · Reported as state-registered
Registration date: 2017-05-31
- HAVEN FINANCIAL ADVISORS
Firm CRD 118607 · TX · Reported as state-registered
Registration date: 2003-05-22
- LANGE FINANCIAL GROUP, LLC
Firm CRD 118684 · AZ · Reported as state-registered
Registration date: 2021-02-03
- LANGE FINANCIAL GROUP, LLC
Firm CRD 118684 · TX · Reported as state-registered
Registration date: 2024-10-22
- RETIREMENT SOLUTIONS
Firm CRD 118733 · TX · Reported as state-registered
Registration date: 2004-01-13
- EPIC WEALTH ADVISORS, INC.
Firm CRD 118767 · CA · Reported as state-registered
Registration date: 2001-10-16
- R & R RETIREMENT SERVICES, INC
Firm CRD 118776 · WA · Reported as state-registered
Registration date: 2007-12-17
- SCOTTSDALE CAPITAL ADVISORS CORPORATION
Firm CRD 118786 · AZ · Reported as state-registered
Registration date: 2003-03-14
- SCOTTSDALE CAPITAL ADVISORS CORPORATION
Firm CRD 118786 · CA · Reported as state-registered
Registration date: 2015-04-06
- AFH ASSET MANAGEMENT, INC.
Firm CRD 118805 · CA · Reported as state-registered
Registration date: 2001-08-29
- HARRIS INVESTMENT ADVISORS LLC
Firm CRD 118857 · AZ · Reported as state-registered
Registration date: 2006-01-04
- HARRIS INVESTMENT ADVISORS LLC
Firm CRD 118857 · CA · Reported as state-registered
Registration date: 2023-04-07
- KLEIN FINANCIAL ADVISORS
Firm CRD 118900 · CA · Reported as state-registered
Registration date: 2001-01-01
- SUN VALLEY ADVISORS, INC.
Firm CRD 118914 · CA · Reported as state-registered
Registration date: 2011-09-13
- BOGUE ASSET MANAGEMENT LLC
Firm CRD 118985 · TX · Reported as state-registered
Registration date: 2004-01-27
- THE JUST COMPANY
Firm CRD 119088 · TX · Reported as state-registered
Registration date: 2022-03-14
- PACIFIC HORIZON INVESTMENT MANAGEMENT LLC
Firm CRD 119120 · WA · Reported as state-registered
Registration date: 2001-02-14
- WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.
Firm CRD 119127 · TX · Reported as state-registered
Registration date: 2012-01-13
- PRP
Firm CRD 119137 · TX · Reported as state-registered
Registration date: 2020-02-13
- FINANCIAL PLANNING CONCEPTS, INC.
Firm CRD 119168 · CA · Reported as state-registered
Registration date: 1997-07-14
- G. ALLEN FINANCIAL INC.
Firm CRD 119180 · CA · Reported as state-registered
Registration date: 2002-09-16
- CONSOLIDATED FINANCIAL MANAGEMENT CORP.
Firm CRD 119181 · CA · Reported as state-registered
Registration date: 1985-01-16
- CONSOLIDATED FINANCIAL MANAGEMENT CORP.
Firm CRD 119181 · TX · Reported as state-registered
Registration date: 2018-08-23
- NORTH COAST ASSET MANAGEMENT, INC.
Firm CRD 119226 · CA · Reported as state-registered
Registration date: 2002-05-08
- LAWRENCE J. CHAZEN, INC.
Firm CRD 119350 · CA · Reported as state-registered
Registration date: 1980-01-10