State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- CAPITAL INVESTMENT MANAGEMENT
Firm CRD 119481 · WA · Reported as state-registered
Registration date: 2002-03-27
- EDMAN GLOBAL INVESTMENT MANAGEMENT LLC
Firm CRD 119486 · TX · Reported as state-registered
Registration date: 2010-07-26
- HANCOCK WEALTH ADVISORY
Firm CRD 119554 · CA · Reported as state-registered
Registration date: 2002-09-20
- AB HHELIO ASSOCIATES, INC.
Firm CRD 119567 · CA · Reported as state-registered
Registration date: 1997-09-15
- HILLTOP ADVISORS, LLC
Firm CRD 119584 · CA · Reported as state-registered
Registration date: 2025-06-20
- GLATT AND ASSOCIATES, LLC
Firm CRD 119628 · CA · Reported as state-registered
Registration date: 2019-01-16
- MAINLAND FINANCIAL
Firm CRD 119667 · CA · Reported as state-registered
Registration date: 2001-05-02
- JAMES P. HANSON ACCOUNTANCY CORPORATION
Firm CRD 119727 · CA · Reported as state-registered
Registration date: 1994-09-15
- STOECKER FINANCIAL, INC.
Firm CRD 119796 · TX · Reported as state-registered
Registration date: 2002-04-11
- REDWOOD FINANCIAL ADVISORS, INC
Firm CRD 119798 · CA · Reported as state-registered
Registration date: 1997-10-09
- JOHN T. MCCARTHY, LLC
Firm CRD 119933 · WA · Reported as state-registered
Registration date: 2026-01-02
- ODA AND COMPANY, INC.
Firm CRD 119952 · TX · Reported as state-registered
Registration date: 2017-02-08
- ASSET SOLUTIONS
Firm CRD 120017 · CA · Reported as state-registered
Registration date: 2004-07-01
- POWER INVESTING
Firm CRD 120040 · CA · Reported as state-registered
Registration date: 1997-04-15
- SWS ADVISORS, INC.
Firm CRD 120054 · AZ · Reported as state-registered
Registration date: 2016-03-04
- SOARES FINANCIAL, INC.
Firm CRD 120056 · CA · Reported as state-registered
Registration date: 2002-06-03
- T.M. MURPHY INVESTMENT MANAGEMENT, INC.
Firm CRD 120132 · CA · Reported as state-registered
Registration date: 1995-07-18
- ABUNDA FINANCIAL, LLC
Firm CRD 120177 · CA · Reported as state-registered
Registration date: 2012-06-18
- STELLAR FINANCIAL PLANNING
Firm CRD 120284 · CA · Reported as state-registered
Registration date: 1995-12-21
- INTEGRAL FINANCIAL LLC
Firm CRD 120343 · CA · Reported as state-registered
Registration date: 2007-01-01
- SUNRISE WEALTH MANAGEMENT, LLC
Firm CRD 120385 · AZ · Reported as state-registered
Registration date: 2002-08-22
- AKROS INVESTMENTS, INC.
Firm CRD 120425 · TX · Reported as state-registered
Registration date: 2010-01-28
- MATHEMATICA CAPITAL MANAGEMENT, LLC
Firm CRD 120651 · CA · Reported as state-registered
Registration date: 2010-04-06
- CORE CAPITAL MANAGEMENT, LLC
Firm CRD 120678 · TX · Reported as state-registered
Registration date: 2022-08-04
- VIOS ASSET MANAGEMENT LLC
Firm CRD 120782 · CA · Reported as state-registered
Registration date: 2002-07-18