State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- CANNOLES ASSET MANAGEMENT, INC.
Firm CRD 120828 · TX · Reported as state-registered
Registration date: 2002-08-14
- CARION DOTY ADVISORS LLC
Firm CRD 120866 · CA · Reported as state-registered
Registration date: 2002-07-19
- SENSIBLE PORTFOLIOS, LLC
Firm CRD 121045 · CA · Reported as state-registered
Registration date: 2007-07-17
- MTR ADVISORY SERVICES, INC.
Firm CRD 121140 · TX · Reported as state-registered
Registration date: 2011-03-30
- OBSIDIAN INVESTMENT ADVISERS, LLC
Firm CRD 121157 · WA · Reported as state-registered
Registration date: 1999-10-05
- GCD ADVISORS, LLC
Firm CRD 121167 · AZ · Reported as state-registered
Registration date: 2016-11-17
- MCNALLY FINANCIAL SERVICES CORPORATION
Firm CRD 121196 · CA · Reported as state-registered
Registration date: 2009-11-09
- MCNALLY FINANCIAL SERVICES CORPORATION
Firm CRD 121196 · TX · Reported as state-registered
Registration date: 2007-08-20
- ST. MICHAELS ASSET MANAGEMENT
Firm CRD 121201 · TX · Reported as state-registered
Registration date: 2011-09-13
- MCCLURE INVESTMENT MANAGEMENT, LLC
Firm CRD 121205 · CA · Reported as state-registered
Registration date: 2001-04-23
- SCARSDALE INVESTMENT GROUP, LTD.
Firm CRD 121206 · CA · Reported as state-registered
Registration date: 2012-06-05
- BERKELEY INVESTMENT ADVISORS
Firm CRD 121223 · CA · Reported as state-registered
Registration date: 2002-08-15
- NETWORK 1 FINANCIAL ADVISORS INC.
Firm CRD 121239 · TX · Reported as state-registered
Registration date: 2026-01-30
- 4LB INVESTMENTS, LLC
Firm CRD 121244 · CA · Reported as state-registered
Registration date: 2002-08-07
- COHNREZNICK WEALTH MANAGEMENT LLC
Firm CRD 121519 · CA · Reported as state-registered
Registration date: 2009-08-31
- CAPITAL INVESTMENT SERVICES, LLC
Firm CRD 121567 · WA · Reported as state-registered
Registration date: 2002-07-31
- ELEY-GRAHAM-AUSTGEN FINANCIAL ADVISORY SERVICES
Firm CRD 121635 · TX · Reported as state-registered
Registration date: 2008-05-05
- APEX RESEARCH AND INVESTMENTS, LLC
Firm CRD 121643 · TX · Reported as state-registered
Registration date: 2009-01-01
- TIMOTHY L. CONNER
Firm CRD 121661 · TX · Reported as state-registered
Registration date: 2002-11-13
- FIRESIDE FINANCIAL PLANNING, INC.
Firm CRD 121784 · CA · Reported as state-registered
Registration date: 1992-02-03
- THE PLANNING ASSOCIATES, INC.
Firm CRD 121808 · AZ · Reported as state-registered
Registration date: 2005-01-11
- EASAN KATIR WEALTH MANAGEMENT
Firm CRD 121845 · CA · Reported as state-registered
Registration date: 2001-11-28
- RIDGEWOOD CAPITAL MANAGEMENT
Firm CRD 121920 · CA · Reported as state-registered
Registration date: 2001-02-15
- WILSON, CLARK ALLEN
Firm CRD 121925 · CA · Reported as state-registered
Registration date: 2002-09-20
- VIA IV INVESTMENTS, LLC
Firm CRD 121992 · TX · Reported as state-registered
Registration date: 2014-10-03