State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ELLIOTT FINANCIAL, LLC
Firm CRD 122072 · CA · Reported as state-registered
Registration date: 2020-09-09
- BWS FINANCIAL
Firm CRD 122074 · CA · Reported as state-registered
Registration date: 2003-01-01
- BENEFITS PLUS, LLC
Firm CRD 122181 · CA · Reported as state-registered
Registration date: 2018-01-26
- MAPLETON CAPITAL MANAGEMENT, LLC
Firm CRD 122230 · CA · Reported as state-registered
Registration date: 2000-01-13
- ANWEILER FINANCIAL MANAGEMENT, LLC
Firm CRD 122236 · CA · Reported as state-registered
Registration date: 2006-07-20
- ANSELME CAPITAL, INC.
Firm CRD 122278 · CA · Reported as state-registered
Registration date: 2003-02-07
- ANSELME CAPITAL, INC.
Firm CRD 122278 · WA · Reported as state-registered
Registration date: 2007-09-20
- OPUS INVESTMENT ADVISORS, LLC
Firm CRD 122345 · CA · Reported as state-registered
Registration date: 2017-02-06
- LCI ADVISORS
Firm CRD 122383 · WA · Reported as state-registered
Registration date: 2011-07-29
- STERLING FUTURES
Firm CRD 122436 · CA · Reported as state-registered
Registration date: 2006-07-26
- STEVEN AYERS & COMPANY
Firm CRD 122443 · CA · Reported as state-registered
Registration date: 2012-07-10
- STEVEN AYERS & COMPANY
Firm CRD 122443 · TX · Reported as state-registered
Registration date: 2012-07-17
- THE LINKOUS GROUP, LTD.
Firm CRD 122557 · AZ · Reported as state-registered
Registration date: 2003-03-31
- FINANCIAL PLANNING ADVISORS, INC.
Firm CRD 122625 · TX · Reported as state-registered
Registration date: 2012-06-26
- FUNDAMENTAL ADVISORS, INC.
Firm CRD 122643 · TX · Reported as state-registered
Registration date: 2003-07-23
- ROBERT A. UNDERHILL P.C.
Firm CRD 122686 · WA · Reported as state-registered
Registration date: 2002-12-18
- AVONDALE CONQUEST, LLC
Firm CRD 122821 · CA · Reported as state-registered
Registration date: 2012-06-22
- FHT, LLC
Firm CRD 122827 · CA · Reported as state-registered
Registration date: 2002-10-17
- WEALTH MANAGEMENT INSTITUTE, INC.
Firm CRD 122892 · CA · Reported as state-registered
Registration date: 2004-06-18
- MCNALLY, DAVID D.
Firm CRD 122907 · TX · Reported as state-registered
Registration date: 2002-10-11
- THE INDEPENDENT FINANCIAL GROUP
Firm CRD 122910 · CA · Reported as state-registered
Registration date: 2002-11-26
- TAYLOR & ASSOCIATES
Firm CRD 122944 · CA · Reported as state-registered
Registration date: 2003-01-01
- GEBHART & ASSOCIATES, INC
Firm CRD 123029 · CA · Reported as state-registered
Registration date: 1998-06-03
- CARTER CAPITAL MANAGEMENT
Firm CRD 123069 · TX · Reported as state-registered
Registration date: 2010-04-20
- OPEN DOOR INVESTMENT ADVISORS, INC.
Firm CRD 123173 · TX · Reported as state-registered
Registration date: 2026-07-28