State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- STONEBROOK CAPITAL MANAGEMENT, INC.
Firm CRD 123181 · CA · Reported as state-registered
Registration date: 2016-07-22
- MAINSTREET FINANCIAL PLANNING, INC.
Firm CRD 123189 · CA · Reported as state-registered
Registration date: 2003-08-06
- RISING CAPITAL INC.
Firm CRD 123233 · CA · Reported as state-registered
Registration date: 2003-01-01
- MARIN WEALTH ADVISORS LLC
Firm CRD 123237 · CA · Reported as state-registered
Registration date: 2026-09-24
- MONTECITO CAPITAL MANAGEMENT
Firm CRD 123266 · CA · Reported as state-registered
Registration date: 2004-02-17
- FOUNTAIN FINANCIAL GROUP, INC.
Firm CRD 123364 · AZ · Reported as state-registered
Registration date: 2003-10-14
- FOUNTAIN FINANCIAL GROUP, INC.
Firm CRD 123364 · TX · Reported as state-registered
Registration date: 2020-11-06
- GILMAN HARRIS TRAVIOLI SLOVER ACCOUNTANCY CORPORATION
Firm CRD 123470 · CA · Reported as state-registered
Registration date: 1997-07-28
- PARIVEDA INVESTMENT MANAGEMENT
Firm CRD 123471 · CA · Reported as state-registered
Registration date: 2003-01-22
- PARIVEDA INVESTMENT MANAGEMENT
Firm CRD 123471 · WA · Reported as state-registered
Registration date: 2015-06-29
- GRAHAM & CO. ADVISORY, INC.
Firm CRD 123539 · CA · Reported as state-registered
Registration date: 2003-09-29
- ROCKFORD ASSET MANAGEMENT LLC
Firm CRD 123566 · AZ · Reported as state-registered
Registration date: 2017-02-01
- W.K. COOPER II ASSET MANAGEMENT CORPORATION
Firm CRD 123610 · CA · Reported as state-registered
Registration date: 2021-03-08
- THE LEONARD FINANCIAL GROUP, LLC
Firm CRD 123651 · CA · Reported as state-registered
Registration date: 2012-06-07
- FINANCIAL VISION LLC
Firm CRD 123659 · CA · Reported as state-registered
Registration date: 2012-03-14
- MARSHALL WEALTH MANAGEMENT, LLC
Firm CRD 123661 · TX · Reported as state-registered
Registration date: 2011-01-01
- VERDANT CAPITAL MANAGEMENT
Firm CRD 123688 · CA · Reported as state-registered
Registration date: 2012-04-17
- CLOVER PARTNERS, L.P.
Firm CRD 123716 · TX · Reported as state-registered
Registration date: 2019-09-06
- THE SOCIAL EQUITY GROUP, INC.
Firm CRD 123747 · CA · Reported as state-registered
Registration date: 2012-01-13
- AMERICAN BUSINESS CAPITAL
Firm CRD 123754 · CA · Reported as state-registered
Registration date: 2012-02-17
- SPAHR FINANCIAL GROUP, LLC
Firm CRD 123900 · CA · Reported as state-registered
Registration date: 2002-06-05
- WEALTHTARGET INVESTMENT ADVISORS, LLC
Firm CRD 124036 · CA · Reported as state-registered
Registration date: 2003-01-01
- FINANCIAL SECURITY SOLUTIONS, CORP.
Firm CRD 124085 · CA · Reported as state-registered
Registration date: 2012-05-16
- NEAL FINANCIAL GROUP, L.P.
Firm CRD 124112 · TX · Reported as state-registered
Registration date: 2003-03-19
- DOMANI INVESTMENTS INC.
Firm CRD 124124 · CA · Reported as state-registered
Registration date: 2003-01-06