State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- DOMANI INVESTMENTS INC.
Firm CRD 124124 · TX · Reported as state-registered
Registration date: 2022-11-17
- TUGGLE & RUSSELL, L.L.C.
Firm CRD 124177 · TX · Reported as state-registered
Registration date: 2003-01-27
- SKAGGS FINANCIAL PLANNING, LLC
Firm CRD 124216 · WA · Reported as state-registered
Registration date: 2003-01-02
- INVESTEK COMPANY
Firm CRD 124239 · CA · Reported as state-registered
Registration date: 1993-01-01
- KAY INVESTMENTS, INC.
Firm CRD 124267 · CA · Reported as state-registered
Registration date: 2015-06-30
- NEW DIMENSIONS INVESTMENT COMPANY
Firm CRD 124289 · CA · Reported as state-registered
Registration date: 1981-06-01
- BMA ADVISORS, LLC
Firm CRD 124299 · CA · Reported as state-registered
Registration date: 2004-03-16
- DOCSA CAPITAL MANAGEMENT, INC.
Firm CRD 124302 · CA · Reported as state-registered
Registration date: 2001-04-30
- HERRINGTON INVESTMENT SOLUTIONS
Firm CRD 124363 · CA · Reported as state-registered
Registration date: 2003-01-29
- WEALTH ENHANCEMENT & PRESERVATION, INC.
Firm CRD 124368 · CA · Reported as state-registered
Registration date: 2003-01-10
- EXECUTIVE ASSET ADVISORS LLC
Firm CRD 124369 · AZ · Reported as state-registered
Registration date: 2003-02-04
- MUSTANG CAPITAL MANAGEMENT, LLC
Firm CRD 124421 · TX · Reported as state-registered
Registration date: 2018-01-25
- GILLILAND INVESTMENT MANAGEMENT, INC.
Firm CRD 124490 · TX · Reported as state-registered
Registration date: 2003-03-19
- HAWTREE ADVISORY GROUP, LLC
Firm CRD 124492 · AZ · Reported as state-registered
Registration date: 2012-04-10
- PETERSEN AND HICKS
Firm CRD 124568 · CA · Reported as state-registered
Registration date: 1995-01-20
- PRO TAX FINANCIAL SERVICES, LLC
Firm CRD 124634 · AZ · Reported as state-registered
Registration date: 2003-06-17
- RIBERA INVESTMENT MANAGEMENT, LLC
Firm CRD 124694 · CA · Reported as state-registered
Registration date: 1999-08-12
- HALEAKALA INVESTMENT ADVISORS
Firm CRD 124751 · CA · Reported as state-registered
Registration date: 2003-07-11
- QEX CAPITAL MANAGEMENT INC
Firm CRD 124844 · CA · Reported as state-registered
Registration date: 1994-06-09
- FOWLER FINANCIAL MANAGEMENT
Firm CRD 124945 · TX · Reported as state-registered
Registration date: 2012-06-28
- SEMAPHORE INVESTMENTS
Firm CRD 124965 · CA · Reported as state-registered
Registration date: 2003-05-23
- CIOVACCO CAPITAL MANAGEMENT
Firm CRD 125071 · CA · Reported as state-registered
Registration date: 2012-06-05
- CIOVACCO CAPITAL MANAGEMENT
Firm CRD 125071 · TX · Reported as state-registered
Registration date: 2012-06-27
- SMITH, BLAIR
Firm CRD 125134 · CA · Reported as state-registered
Registration date: 1995-11-21
- SMITH, BLAIR
Firm CRD 125134 · WA · Reported as state-registered
Registration date: 2015-01-14