State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- COGENT CAPITAL GROUP
Firm CRD 125163 · CA · Reported as state-registered
Registration date: 2017-01-10
- COGENT CAPITAL GROUP
Firm CRD 125163 · TX · Reported as state-registered
Registration date: 2003-05-22
- TOWNE INVESTMENTS LLC
Firm CRD 125306 · CA · Reported as state-registered
Registration date: 2003-03-27
- SUPPORTING YOUR CHOICES INC.
Firm CRD 125367 · TX · Reported as state-registered
Registration date: 2006-01-01
- OMEGA FINANCIAL INVESTMENTS & INSURANCE
Firm CRD 125381 · WA · Reported as state-registered
Registration date: 2007-07-13
- SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT
Firm CRD 125451 · CA · Reported as state-registered
Registration date: 2003-04-11
- GOLD CANYON FINANCIAL PLANNING
Firm CRD 125456 · AZ · Reported as state-registered
Registration date: 2005-07-19
- SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS
Firm CRD 125488 · CA · Reported as state-registered
Registration date: 2003-06-24
- RJ PACE FINANCIAL
Firm CRD 125676 · AZ · Reported as state-registered
Registration date: 2003-04-29
- RJ PACE FINANCIAL
Firm CRD 125676 · CA · Reported as state-registered
Registration date: 2008-01-14
- SOUND FINANCIAL CENTER LLC
Firm CRD 125767 · WA · Reported as state-registered
Registration date: 2003-09-09
- DE LUCHI INVESTMENT MANAGEMENT
Firm CRD 125899 · CA · Reported as state-registered
Registration date: 1996-08-29
- KENAI INVESTMENTS, INC.
Firm CRD 125974 · TX · Reported as state-registered
Registration date: 2015-04-17
- BUTTONWOOD ADVISORS, LLC
Firm CRD 126058 · AZ · Reported as state-registered
Registration date: 2010-04-07
- JOE CARTER
Firm CRD 126135 · TX · Reported as state-registered
Registration date: 2004-01-02
- FIDUCIARY CAPITAL, INC.
Firm CRD 126178 · AZ · Reported as state-registered
Registration date: 2025-07-17
- DOGWOOD CAPITAL MANAGEMENT
Firm CRD 126568 · AZ · Reported as state-registered
Registration date: 2026-06-29
- APPLIED ADVISOR
Firm CRD 126725 · CA · Reported as state-registered
Registration date: 2003-06-05
- STEVE GARRETT AND ASSOCIATES,INC.
Firm CRD 126791 · CA · Reported as state-registered
Registration date: 2018-01-24
- SIERRA SHORE FINANCIAL
Firm CRD 126811 · CA · Reported as state-registered
Registration date: 2003-06-18
- ABBEY HILL FINANCIAL ADVISORS, LLC
Firm CRD 126813 · AZ · Reported as state-registered
Registration date: 2021-08-13
- SCHULZ FINANCIAL, LLC
Firm CRD 126820 · TX · Reported as state-registered
Registration date: 2022-01-25
- CONTEMPORARY PLANNING ALTERNATIVES
Firm CRD 126834 · CA · Reported as state-registered
Registration date: 1997-01-30
- OPULENT STRATEGIES, LLC
Firm CRD 126837 · CA · Reported as state-registered
Registration date: 2005-03-21
- MARK BUSSEY & ASSOCIATES, LC
Firm CRD 126899 · AZ · Reported as state-registered
Registration date: 2008-10-10