State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- WHITESWAN TRADING CORPORATION
Firm CRD 300671 · CA · Reported as state-registered
Registration date: 2020-04-24
- LONGVIEW INVESTMENT MANAGEMENT
Firm CRD 300694 · CA · Reported as state-registered
Registration date: 2019-04-08
- DH ASSET MANAGEMENT, LLC
Firm CRD 300698 · TX · Reported as state-registered
Registration date: 2019-05-23
- GOLDEN GUIDANCE LLC
Firm CRD 300702 · TX · Reported as state-registered
Registration date: 2019-04-02
- GWAN GLOBAL SERVICES, CORP.
Firm CRD 300717 · CA · Reported as state-registered
Registration date: 2024-01-29
- JC&COMPANY
Firm CRD 300724 · CA · Reported as state-registered
Registration date: 2019-12-02
- WEALTH RESOURCE INVESTMENT ADVISORS LLC
Firm CRD 300752 · AZ · Reported as state-registered
Registration date: 2019-03-11
- CORE PARTNERS
Firm CRD 300771 · TX · Reported as state-registered
Registration date: 2019-07-15
- RETIREMITTEN FINANCIAL LLC
Firm CRD 300779 · TX · Reported as state-registered
Registration date: 2021-01-15
- ALPHA SQUARED CAPITAL, LLC
Firm CRD 300797 · AZ · Reported as state-registered
Registration date: 2019-08-23
- ALPHA SQUARED CAPITAL, LLC
Firm CRD 300797 · TX · Reported as state-registered
Registration date: 2019-08-26
- RRO CAPITAL, LLC
Firm CRD 300829 · AZ · Reported as state-registered
Registration date: 2019-04-29
- ALL ONE WEALTH, LLC
Firm CRD 300847 · CA · Reported as state-registered
Registration date: 2019-06-03
- MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC
Firm CRD 300850 · CA · Reported as state-registered
Registration date: 2019-04-25
- TWO PILLARS ASSET MANAGEMENT
Firm CRD 300859 · TX · Reported as state-registered
Registration date: 2019-03-15
- DISRUPTIVESECULARGROWTH CORPORATION
Firm CRD 300867 · CA · Reported as state-registered
Registration date: 2019-04-25
- ALPHA OMEGA FINANCIAL ADVISORS, LLC
Firm CRD 300874 · WA · Reported as state-registered
Registration date: 2019-04-10
- BLUE ROCK CAPITAL
Firm CRD 300876 · TX · Reported as state-registered
Registration date: 2019-07-26
- DEL MONTE CAPITAL, INC.
Firm CRD 300894 · CA · Reported as state-registered
Registration date: 2019-04-17
- OVERLOOK PARK WEALTH, LLC
Firm CRD 300955 · TX · Reported as state-registered
Registration date: 2019-04-18
- FULL COMPASS INVESTMENT ADVISORS
Firm CRD 300960 · CA · Reported as state-registered
Registration date: 2019-07-02
- PARK WALK INVESTMENTS LLC
Firm CRD 300977 · TX · Reported as state-registered
Registration date: 2022-02-18
- FIDELIUM INVESTMENT ADVISERS, LLC
Firm CRD 300984 · TX · Reported as state-registered
Registration date: 2019-04-04
- SYMPHONY RETIREMENT PARTNERS LLC
Firm CRD 300990 · TX · Reported as state-registered
Registration date: 2019-04-04
- CORNELL CAPITAL GROUP LLC
Firm CRD 301002 · CA · Reported as state-registered
Registration date: 2019-03-29