State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- CROSS FINANCIAL STRATEGIES, LLC
Firm CRD 301085 · TX · Reported as state-registered
Registration date: 2019-05-13
- AESOP ADVISOR, LLC
Firm CRD 301160 · TX · Reported as state-registered
Registration date: 2019-06-12
- DEERINGER WEALTH MANAGEMENT, LLC
Firm CRD 301187 · CA · Reported as state-registered
Registration date: 2019-11-07
- WOOD WEALTH MANAGEMENT LLC
Firm CRD 301188 · TX · Reported as state-registered
Registration date: 2019-05-07
- ZE CAPITAL LLC
Firm CRD 301192 · TX · Reported as state-registered
Registration date: 2019-11-07
- FOCUS QUANTITATIVE METHODS, INC.
Firm CRD 301240 · CA · Reported as state-registered
Registration date: 2020-01-14
- PHAN CAPITAL
Firm CRD 301304 · TX · Reported as state-registered
Registration date: 2019-04-11
- LAUGHTER FINANCIAL
Firm CRD 301316 · TX · Reported as state-registered
Registration date: 2019-05-02
- SHUTZER INVESTMENTS, LLC
Firm CRD 301318 · CA · Reported as state-registered
Registration date: 2019-06-10
- SHUTZER INVESTMENTS, LLC
Firm CRD 301318 · TX · Reported as state-registered
Registration date: 2021-04-26
- UPHOLDINGS
Firm CRD 301340 · CA · Reported as state-registered
Registration date: 2025-08-06
- NEXT STEPS ADVISORS, INC.
Firm CRD 301389 · WA · Reported as state-registered
Registration date: 2019-09-30
- HOOD FINANCIAL, LLC
Firm CRD 301471 · CA · Reported as state-registered
Registration date: 2019-06-17
- SPIRE INVESTMENT MANAGEMENT LLC
Firm CRD 301506 · TX · Reported as state-registered
Registration date: 2020-08-04
- WEALTH SOLUTIONS BY DESIGN, PLLC
Firm CRD 301508 · WA · Reported as state-registered
Registration date: 2019-08-28
- R&V PERSONAL FINANCE, LLC
Firm CRD 301513 · CA · Reported as state-registered
Registration date: 2019-05-09
- FIGTREE FINANCIAL ADVISORS, LLC
Firm CRD 301517 · CA · Reported as state-registered
Registration date: 2019-08-22
- BRIGHT VISION WEALTH
Firm CRD 301522 · TX · Reported as state-registered
Registration date: 2019-06-11
- INSURANCE & WEALTH ADVISORS, LLC.
Firm CRD 301528 · AZ · Reported as state-registered
Registration date: 2020-06-12
- ABA CAPITAL LLC
Firm CRD 301570 · CA · Reported as state-registered
Registration date: 2019-05-16
- MY FINANCIAL COACH PLANNING, LLC
Firm CRD 301669 · AZ · Reported as state-registered
Registration date: 2020-03-06
- WOLFPACK WEALTH MANAGEMENT
Firm CRD 301719 · CA · Reported as state-registered
Registration date: 2019-07-29
- LIFE BY DESIGN INVESTMENT ADVISORY SERVICES
Firm CRD 301816 · CA · Reported as state-registered
Registration date: 2019-05-16
- CAPITAL RESOURCES AND INSURANCE, INC
Firm CRD 301878 · CA · Reported as state-registered
Registration date: 2019-06-24
- GRAYSTONE ADVISOR, LLC
Firm CRD 301920 · CA · Reported as state-registered
Registration date: 2019-06-21